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STOCK TITAN

[Form 4] Clarivate Plc Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Clarivate Plc insider transaction by William E. Graff: The filing reports a non-derivative disposition of 23,525 ordinary shares on 08/13/2025 at a price of $4.26 per share. The form states these shares were withheld to satisfy taxes upon the vesting of restricted share units. After the reported transaction, Mr. Graff beneficially owns 615,146 ordinary shares, held directly. The Form 4 was signed by an attorney-in-fact on 08/15/2025. No derivative transactions or other changes in indirect ownership are reported. The filing documents an internal tax-withholding sale tied to equity compensation rather than an open-market purchase or a standalone sale for liquidity.

Operazione interna di Clarivate Plc da parte di William E. Graff: La comunicazione segnala una cessione non derivata di 23.525 azioni ordinarie avvenuta il 13/08/2025 al prezzo di $4,26 per azione. Il modulo indica che tali azioni sono state trattenute per il pagamento delle imposte al momento della maturazione di restricted share units. Dopo l'operazione riportata, il sig. Graff detiene direttamente in via beneficiaria 615.146 azioni ordinarie. Il Form 4 è stato firmato da un procuratore il 15/08/2025. Non sono segnalate transazioni in strumenti derivati né altri cambiamenti nella proprietà indiretta. La segnalazione documenta una vendita interna per ritenuta fiscale collegata a compensi in azioni e non un acquisto sul mercato aperto o una vendita autonoma per liquidità.

Operación interna de Clarivate Plc por William E. Graff: El informe comunica una enajenación no derivada de 23.525 acciones ordinarias el 13/08/2025 a $4.26 por acción. El formulario indica que esas acciones fueron retenidas para satisfacer impuestos al consolidarse unidades restringidas de acciones. Tras la operación reportada, el Sr. Graff posee beneficiariamente 615.146 acciones ordinarias, en propiedad directa. El Formulario 4 fue firmado por un apoderado el 15/08/2025. No se informan transacciones con derivados ni otros cambios en la propiedad indirecta. El documento refleja una venta interna por retención fiscal vinculada a compensación accionaria, no una compra en mercado abierto ni una venta independiente por liquidez.

Clarivate Plc 내부거래 - William E. Graff: 신고서에� 2025-08-13� 보통� 23,525주를 주당 $4.26� 비파�(disposition) 방식으로 처분� 내용� 보고되어 있습니다. 서류에는 � 주식들이 제한부주식 단위(restricted share units)� 베스� 시점� 세금 납부� 위해 원천징수되었�� 기재되어 있습니다. 보고� 거래 이후 Graff 씨는 직접 명의� 615,146�� 보통주를 실소유하� 있습니다. Form 4� 2025-08-15� 법정대리인(대리인)� 의해 서명되었습니�. 파생상품 거래� 간접 소유� 다른 변� 사항은 보고되지 않았습니�. � 신고� 공개시장 매수� 유동� 확보� 위한 독립� 매도가 아니� 주식보상 관� 세금 원천징수� 따른 내부 매각� 문서화한 것입니다.

Transaction interne de Clarivate Plc par William E. Graff : Le dépôt signale une cession non dérivée de 23 525 actions ordinaires le 13/08/2025 au prix de 4,26 $ par action. Le formulaire indique que ces actions ont été retenues pour le paiement des impôts lors de la levée des restricted share units. Après la transaction déclarée, M. Graff détient à titre bénéficiaire 615 146 actions ordinaires, détenues directement. Le formulaire 4 a été signé par un mandataire le 15/08/2025. Aucune transaction sur dérivés ni autre changement de détention indirecte n'est signalé. Le dépôt documente une vente interne liée à la retenue fiscale sur une rémunération en actions, et non un achat sur le marché ouvert ni une vente indépendante pour liquidité.

Insider-Transaktion von Clarivate Plc durch William E. Graff: Die Meldung weist eine nicht-derivative Veräußerung von 23.525 Stammaktien am 13.08.2025 zu einem Preis von $4,26 je Aktie aus. Im Formular heißt es, diese Aktien seien beim Vesting von Restricted Share Units zur Begleichung von Steuern einbehalten worden. Nach der gemeldeten Transaktion hält Herr Graff wirtschaftlich begünstigt 615.146 Stammaktien, direkt gehalten. Das Formblatt 4 wurde am 15.08.2025 von einem Bevollmächtigten unterschrieben. Es werden keine Derivatgeschäfte oder sonstige Änderungen der indirekten Beteiligung gemeldet. Die Einreichung dokumentiert einen internen steuerbedingten Verkauf im Zusammenhang mit Aktienvergütung und nicht einen offenen Marktankauf oder einen eigenständigen Verkauf zur Liquiditätsbeschaffung.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine tax-withholding sale of vested RSUs; ownership remains sizeable, transaction is not an active disposition for cash needs.

The reported disposal of 23,525 shares at $4.26 each is explicitly described as tax withholding upon RSU vesting, which is a common administrative step when equity awards vest. Post-transaction direct beneficial ownership of 615,146 shares indicates continued alignment with shareholders. The transaction size relative to total holdings appears modest and the filing discloses no open-market trading or additional compensation actions. From a financial perspective, this is a routine insider reporting event with limited standalone market implication.

TL;DR: Compliance-focused Form 4 showing settlement-related share withholding; governance and disclosure processes appear followed.

The Form 4 clearly states the nature of the disposition as shares withheld for taxes upon RSU vesting, satisfying disclosure obligations under Section 16. The filing names the reporting person, role (EVP, Chief Information Officer and Director), the transaction date (08/13/2025), and the post-transaction holdings. Signature by an attorney-in-fact is provided. There are no indications of late reporting or other governance irregularities within the content provided.

Operazione interna di Clarivate Plc da parte di William E. Graff: La comunicazione segnala una cessione non derivata di 23.525 azioni ordinarie avvenuta il 13/08/2025 al prezzo di $4,26 per azione. Il modulo indica che tali azioni sono state trattenute per il pagamento delle imposte al momento della maturazione di restricted share units. Dopo l'operazione riportata, il sig. Graff detiene direttamente in via beneficiaria 615.146 azioni ordinarie. Il Form 4 è stato firmato da un procuratore il 15/08/2025. Non sono segnalate transazioni in strumenti derivati né altri cambiamenti nella proprietà indiretta. La segnalazione documenta una vendita interna per ritenuta fiscale collegata a compensi in azioni e non un acquisto sul mercato aperto o una vendita autonoma per liquidità.

Operación interna de Clarivate Plc por William E. Graff: El informe comunica una enajenación no derivada de 23.525 acciones ordinarias el 13/08/2025 a $4.26 por acción. El formulario indica que esas acciones fueron retenidas para satisfacer impuestos al consolidarse unidades restringidas de acciones. Tras la operación reportada, el Sr. Graff posee beneficiariamente 615.146 acciones ordinarias, en propiedad directa. El Formulario 4 fue firmado por un apoderado el 15/08/2025. No se informan transacciones con derivados ni otros cambios en la propiedad indirecta. El documento refleja una venta interna por retención fiscal vinculada a compensación accionaria, no una compra en mercado abierto ni una venta independiente por liquidez.

Clarivate Plc 내부거래 - William E. Graff: 신고서에� 2025-08-13� 보통� 23,525주를 주당 $4.26� 비파�(disposition) 방식으로 처분� 내용� 보고되어 있습니다. 서류에는 � 주식들이 제한부주식 단위(restricted share units)� 베스� 시점� 세금 납부� 위해 원천징수되었�� 기재되어 있습니다. 보고� 거래 이후 Graff 씨는 직접 명의� 615,146�� 보통주를 실소유하� 있습니다. Form 4� 2025-08-15� 법정대리인(대리인)� 의해 서명되었습니�. 파생상품 거래� 간접 소유� 다른 변� 사항은 보고되지 않았습니�. � 신고� 공개시장 매수� 유동� 확보� 위한 독립� 매도가 아니� 주식보상 관� 세금 원천징수� 따른 내부 매각� 문서화한 것입니다.

Transaction interne de Clarivate Plc par William E. Graff : Le dépôt signale une cession non dérivée de 23 525 actions ordinaires le 13/08/2025 au prix de 4,26 $ par action. Le formulaire indique que ces actions ont été retenues pour le paiement des impôts lors de la levée des restricted share units. Après la transaction déclarée, M. Graff détient à titre bénéficiaire 615 146 actions ordinaires, détenues directement. Le formulaire 4 a été signé par un mandataire le 15/08/2025. Aucune transaction sur dérivés ni autre changement de détention indirecte n'est signalé. Le dépôt documente une vente interne liée à la retenue fiscale sur une rémunération en actions, et non un achat sur le marché ouvert ni une vente indépendante pour liquidité.

Insider-Transaktion von Clarivate Plc durch William E. Graff: Die Meldung weist eine nicht-derivative Veräußerung von 23.525 Stammaktien am 13.08.2025 zu einem Preis von $4,26 je Aktie aus. Im Formular heißt es, diese Aktien seien beim Vesting von Restricted Share Units zur Begleichung von Steuern einbehalten worden. Nach der gemeldeten Transaktion hält Herr Graff wirtschaftlich begünstigt 615.146 Stammaktien, direkt gehalten. Das Formblatt 4 wurde am 15.08.2025 von einem Bevollmächtigten unterschrieben. Es werden keine Derivatgeschäfte oder sonstige Änderungen der indirekten Beteiligung gemeldet. Die Einreichung dokumentiert einen internen steuerbedingten Verkauf im Zusammenhang mit Aktienvergütung und nicht einen offenen Marktankauf oder einen eigenständigen Verkauf zur Liquiditätsbeschaffung.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graff William E.

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST. MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 08/13/2025 F 23,525(1) D $4.26 615,146 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did William E. Graff report on the Form 4 for CLVT?

He reported a disposition of 23,525 ordinary shares on 08/13/2025 at $4.26 per share, withheld to satisfy taxes on vested restricted share units.

How many CLVT shares does the reporting person own after the transaction?

The filing shows direct beneficial ownership of 615,146 ordinary shares following the reported transaction.

Why were the 23,525 shares disposed of according to the filing?

The filing's explanation states the shares were withheld for taxes due upon the vesting of restricted share units.

Was this Form 4 filed jointly or by a single reporting person?

The Form indicates it was filed by one reporting person (William E. Graff).

Who signed the Form 4 and when?

The filing was signed by John Doulamis, Attorney-in-Fact on 08/15/2025.
Clarivate Plc

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