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[Form 4] Celldex Therapeutics, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Celldex Therapeutics insider sale disclosure: Freddy A. Jimenez, SVP & General Counsel and officer of Celldex Therapeutics, reported two open-market dispositions of common stock on 08/13/2025. He sold 341 shares at $23.9515 and 430 shares at $25.415. After these transactions he beneficially owned 34,962 shares. The filing notes 269 of the reported shares were acquired under the company’s 2004 Employee Stock Purchase Plan. The Form 4 was signed by an attorney-in-fact on 08/15/2025.

Dichiarazione di vendita da parte di un insider di Celldex Therapeutics: Freddy A. Jimenez, SVP & General Counsel e dirigente di Celldex Therapeutics, ha effettuato due cessioni in mercato aperto di azioni ordinarie il 13/08/2025. Ha venduto 341 azioni a $23,9515 e 430 azioni a $25,415. Dopo queste operazioni risultava beneficiario di 34.962 azioni. Il documento indica che 269 delle azioni segnalate erano state acquistate nell'ambito del Piano di Acquisto Azionario per i Dipendenti del 2004 della società. Il Modulo 4 è stato firmato da un procuratore il 15/08/2025.

Divulgación de venta por parte de un insider de Celldex Therapeutics: Freddy A. Jimenez, SVP & General Counsel y ejecutivo de Celldex Therapeutics, comunicó dos disposiciones en mercado abierto de acciones ordinarias el 13/08/2025. Vendió 341 acciones a $23.9515 y 430 acciones a $25.415. Tras estas transacciones, era beneficiario de 34.962 acciones. La presentación indica que 269 de las acciones reportadas fueron adquiridas bajo el Plan de Compra de Acciones para Empleados 2004 de la empresa. El Formulario 4 fue firmado por un apoderado el 15/08/2025.

Celldex Therapeutics 내부� 매도 공시: Freddy A. Jimenez(수석 부사장 � 법무담당 임원)� 2025� 8� 13� 보통� 장내 매도� � � 보고했습니다. 341주를 주당 $23.9515�, 430주를 주당 $25.415� 매도했습니다. � 거래 이후 그가 실질적으� 보유� 주식 수는 34,962주였습니�. 보고서에� 신고� 주식 � 269주가 회사� 2004� 직원 주식 매수 계획� 따라 취득� 것이라고 명시되어 있습니다. Form 4� 2025� 8� 15일에 대리인� 서명했습니다.

Divulgation d'une vente par un initié de Celldex Therapeutics : Freddy A. Jimenez, SVP & General Counsel et dirigeant de Celldex Therapeutics, a déclaré deux cessions en marché libre d'actions ordinaires le 13/08/2025. Il a vendu 341 actions à 23,9515 $ et 430 actions à 25,415 $. Après ces opérations, il détenait effectivement 34 962 actions. Le dossier précise que 269 des actions déclarées ont été acquises dans le cadre du Plan d'achat d'actions pour employés de 2004 de la société. Le Formulaire 4 a été signé par un mandataire le 15/08/2025.

Offenlegung eines Insider-Verkaufs bei Celldex Therapeutics: Freddy A. Jimenez, SVP & General Counsel und leitender Angestellter von Celldex Therapeutics, meldete am 13.08.2025 zwei Verkäufe von Stammaktien am offenen Markt. Er veräußerte 341 Aktien zu $23,9515 und 430 Aktien zu $25,415. Nach diesen Transaktionen besaß er wirtschaftlich 34.962 Aktien. In der Einreichung wird angegeben, dass 269 der gemeldeten Aktien im Rahmen des Employee Stock Purchase Plan von 2004 des Unternehmens erworben wurden. Das Formular 4 wurde am 15.08.2025 von einem Bevollmächtigten unterschrieben.

Positive
  • None.
Negative
  • Insider dispositions reported: The officer sold a total of 771 shares in open-market transactions on 08/13/2025.

Insights

TL;DR: Officer reported routine, small open-market sales; disclosure complies with Section 16 reporting requirements.

The transactions are straightforward dispositions executed on 08/13/2025 and properly reported on Form 4. The reporting person remains an officer and retains approximately 34,962 shares after the sales. The filing also discloses a small ESPP acquisition of 269 shares, which is routine compensation-related activity. There is no indication of accelerated or atypical derivative activity, amendments, or clustering of insider trades in this filing.

TL;DR: Two small insider sales were reported; amounts and post-sale holdings are modest relative to typical market cap considerations.

The Form 4 shows two separate sales at prices of $23.9515 and $25.415 for 341 and 430 shares respectively. Post-transaction beneficial ownership is disclosed as 34,962 shares. The filing provides clear prices and share counts and notes the ESPP acquisition. From a disclosure and market-transparency standpoint, the report is complete and timely based on the information provided.

Dichiarazione di vendita da parte di un insider di Celldex Therapeutics: Freddy A. Jimenez, SVP & General Counsel e dirigente di Celldex Therapeutics, ha effettuato due cessioni in mercato aperto di azioni ordinarie il 13/08/2025. Ha venduto 341 azioni a $23,9515 e 430 azioni a $25,415. Dopo queste operazioni risultava beneficiario di 34.962 azioni. Il documento indica che 269 delle azioni segnalate erano state acquistate nell'ambito del Piano di Acquisto Azionario per i Dipendenti del 2004 della società. Il Modulo 4 è stato firmato da un procuratore il 15/08/2025.

Divulgación de venta por parte de un insider de Celldex Therapeutics: Freddy A. Jimenez, SVP & General Counsel y ejecutivo de Celldex Therapeutics, comunicó dos disposiciones en mercado abierto de acciones ordinarias el 13/08/2025. Vendió 341 acciones a $23.9515 y 430 acciones a $25.415. Tras estas transacciones, era beneficiario de 34.962 acciones. La presentación indica que 269 de las acciones reportadas fueron adquiridas bajo el Plan de Compra de Acciones para Empleados 2004 de la empresa. El Formulario 4 fue firmado por un apoderado el 15/08/2025.

Celldex Therapeutics 내부� 매도 공시: Freddy A. Jimenez(수석 부사장 � 법무담당 임원)� 2025� 8� 13� 보통� 장내 매도� � � 보고했습니다. 341주를 주당 $23.9515�, 430주를 주당 $25.415� 매도했습니다. � 거래 이후 그가 실질적으� 보유� 주식 수는 34,962주였습니�. 보고서에� 신고� 주식 � 269주가 회사� 2004� 직원 주식 매수 계획� 따라 취득� 것이라고 명시되어 있습니다. Form 4� 2025� 8� 15일에 대리인� 서명했습니다.

Divulgation d'une vente par un initié de Celldex Therapeutics : Freddy A. Jimenez, SVP & General Counsel et dirigeant de Celldex Therapeutics, a déclaré deux cessions en marché libre d'actions ordinaires le 13/08/2025. Il a vendu 341 actions à 23,9515 $ et 430 actions à 25,415 $. Après ces opérations, il détenait effectivement 34 962 actions. Le dossier précise que 269 des actions déclarées ont été acquises dans le cadre du Plan d'achat d'actions pour employés de 2004 de la société. Le Formulaire 4 a été signé par un mandataire le 15/08/2025.

Offenlegung eines Insider-Verkaufs bei Celldex Therapeutics: Freddy A. Jimenez, SVP & General Counsel und leitender Angestellter von Celldex Therapeutics, meldete am 13.08.2025 zwei Verkäufe von Stammaktien am offenen Markt. Er veräußerte 341 Aktien zu $23,9515 und 430 Aktien zu $25,415. Nach diesen Transaktionen besaß er wirtschaftlich 34.962 Aktien. In der Einreichung wird angegeben, dass 269 der gemeldeten Aktien im Rahmen des Employee Stock Purchase Plan von 2004 des Unternehmens erworben wurden. Das Formular 4 wurde am 15.08.2025 von einem Bevollmächtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jimenez Freddy A.

(Last) (First) (Middle)
C/O CELLDEX THERAPEUTICS, INC.
53 FRONTAGE ROAD, SUITE 220

(Street)
HAMPTON NJ 08827

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Celldex Therapeutics, Inc. [ CLDX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & GENERAL COUNSEL
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/13/2025 S 341 D $23.9515 35,392(1) D
Common Stock 08/13/2025 S 430 D $25.415 34,962 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 269 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.
/s/ Sam Martin, attorney-in-fact for Freddy A. Jimenez 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What trades did Freddy A. Jimenez report for CLDX on 08/13/2025?

He reported two open-market sales of common stock: 341 shares at $23.9515 and 430 shares at $25.415 executed on 08/13/2025.

How many CLDX shares does Freddy A. Jimenez own after the reported transactions?

He beneficially owned 34,962 shares following the reported transactions.

Were any shares acquired under an employee plan noted in the Form 4?

Yes. The filing states 269 shares were acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.

Who signed the Form 4 filing for Freddy A. Jimenez?

The form was signed by Sam Martin, attorney-in-fact for Freddy A. Jimenez on 08/15/2025.

What is the reporting person’s role at Celldex (CLDX)?

The filing identifies Freddy A. Jimenez as an officer with the title SVP & General Counsel.
Celldex Therapeutics Inc

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1.69B
66.22M
0.19%
111.59%
11.72%
Biotechnology
In Vitro & in Vivo Diagnostic Substances
United States
HAMPTON