[D] CISO Global, Inc. SEC Filing
CISO Global, Inc. submitted a Form D reporting an equity offering conducted under Rule 506(b). The issuer reports a total offering size of $9,297,895, with $9,297,895 sold and $0 remaining. The offering included equity and the exchange of certain convertible notes for shares of Series A Preferred Stock. The company lists its principal place of business in Scottsdale, Arizona and identifies its executive officers and directors at the same address. The form shows 2 investors to date, a $0 minimum investment accepted, no sales commissions or finders' fees reported, and that the issuer does not intend the offering to last more than one year.
CISO Global, Inc. ha presentato un Modulo D segnalando un'offerta di equity effettuata ai sensi della Rule 506(b). L'emittente indica un ammontare totale dell'offerta di $9.297.895, di cui $9.297.895 sottoscritti e $0 ancora disponibili. L'offerta comprendeva azioni e la conversione di certe note convertibili in azioni di Serie A Preferred Stock. La societ脿 dichiara la sede principale a Scottsdale, Arizona e riporta gli amministratori e i principali dirigenti allo stesso indirizzo. Il modulo indica finora 2 investitori, un investimento minimo accettato di $0, l'assenza di commissioni di vendita o finder fee dichiarate e che l'emittente non intende che l'offerta abbia una durata superiore a un anno.
CISO Global, Inc. present贸 un Formulario D informando sobre una oferta de acciones realizada bajo la Regla 506(b). El emisor reporta un tama帽o total de la oferta de $9,297,895, con $9,297,895 vendidas y $0 restantes. La oferta incluy贸 capital accionario y el canje de ciertas notas convertibles por acciones de la Serie A Preferred Stock. La compa帽铆a declara su principal lugar de negocios en Scottsdale, Arizona e identifica a sus directivos y consejeros en la misma direcci贸n. El formulario muestra hasta la fecha 2 inversores, un m铆nimo de inversi贸n aceptado de $0, sin comisiones de venta ni honorarios de intermediaci贸n reportados, y que el emisor no pretende que la oferta dure m谩s de un a帽o.
CISO Global, Inc.電� Rule 506(b)鞐� 霐半澕 鞁れ嫓霅� 歆�攵�(鞐愳考韹�) 氇鞐� 甏�頃� Form D毳� 鞝滌稖頄堨姷雼堧嫟. 氚滍枆靷姅 齑� 氇 攴滊毳� $9,297,895搿� 氤搓碃頄堨溂氅�, 攴� 欷� $9,297,895臧� 韺愲Г霅橃柎 雮潃 旮堨暋鞚� $0鞛呺媹雼�. 頃措嫻 氇鞐愲姅 歆�攵� 氚滍枆瓿� 鞚茧秬 鞝勴櫂靷眲毳� 鞁滊Μ歃� A 鞖办劆欤�(Series A Preferred Stock)搿� 鞝勴櫂頃橂姅 瓯半灅臧� 韽暔霅橃棃鞀惦媹雼�. 須岇偓電� 氤胳偓毳� Scottsdale, Arizona鞐� 霊愱碃 鞛堨溂氅�, 斓滉碃瓴届榿歆� 氚� 鞚挫偓霌れ澊 霃欖澕頃� 欤检唽鞐� 鞛堧嫟瓿� 氚濏様鞀惦媹雼�. 鞏戩嫕鞐愲姅 順勳灛旯岇 2氇呾潣 韴瀽鞛愱皜 旮办灛霅橃柎 鞛堦碃, 項堨毄霅� 斓滌唽 韴瀽旮堨潃 $0, 韺愲Г靾橃垬耄岆倶 欷戧皽靾橃垬耄岆姅 氤搓碃霅橃 鞎婌晿鞙茧┌ 氚滍枆靷姅 氇 旮瓣皠鞚� 1雲� 鞚挫儊鞙茧 頃� 鞚橂弰臧� 鞐嗠嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟.
CISO Global, Inc. a d茅pos茅 un formulaire D signalant une offre en capital r茅alis茅e en vertu de la Rule 506(b). L'茅metteur indique une taille totale de l'offre de $9,297,895, dont $9,297,895 vendus et $0 restant. L'offre comprenait des actions et l'茅change de certaines obligations convertibles contre des actions de S茅rie A Preferred Stock. La soci茅t茅 situe son si猫ge principal 脿 Scottsdale, Arizona et identifie ses dirigeants et administrateurs 脿 la m锚me adresse. Le formulaire indique 脿 ce jour 2 investisseurs, un investissement minimum accept茅 de $0, l'absence de commissions de vente ou de frais d'interm茅diaire d茅clar茅s, et que l'茅metteur n'a pas l'intention que l'offre dure plus d'un an.
CISO Global, Inc. hat ein Formular D eingereicht und eine Eigenkapitalplatzierung gem盲脽 Rule 506(b) gemeldet. Der Emittent gibt eine Gesamtangebotsgr枚脽e von $9.297.895 an, davon wurden $9.297.895 verkauft und es verbleiben $0. Das Angebot umfasste Eigenkapital und den Umtausch bestimmter wandelbarer Schuldverschreibungen in Aktien der Series A Preferred Stock. Das Unternehmen nennt seinen Hauptgesch盲ftssitz in Scottsdale, Arizona und f眉hrt seine gesch盲ftsf眉hrenden Personen und Direktoren unter derselben Adresse auf. Das Formular zeigt bislang 2 Investoren, eine akzeptierte Mindestanlage von $0, keine gemeldeten Verkaufsprovisionen oder Vermittlungsgeb眉hren und dass der Emittent nicht beabsichtigt, das Angebot l盲nger als ein Jahr laufen zu lassen.
- Total offering fully subscribed: The filing reports $9,297,895 sold with $0 remaining
- No sales commissions or finders' fees: Sales Commissions and Finders' Fees both reported as $0
- No proceeds to insiders: The issuer reports $0 of gross proceeds used to pay executive officers, directors, or promoters
- Very small investor base: Only 2 investors are reported, indicating concentration
- Limited public solicitation detail: Filing asserts Rule 506(b) exemption, which restricts general solicitation and may limit investor breadth
- Offering involves equity in exchange for convertible notes: The exchange of convertible notes for Series A Preferred Stock represents a capital-structure change that may affect existing security holders
Insights
TL;DR: The Form D shows a fully subscribed Rule 506(b) equity offering of $9.3M with minimal transaction costs but very few investors.
The filing documents an equity capital raise structured under Rule 506(b), with the full stated amount of $9,297,895 reported as sold and no remaining amount outstanding. There are only two investors reported and no sales commissions or finders' fees recorded, which suggests a closely placed transaction likely negotiated directly with a small number of backers. The offering included an exchange of convertible notes for Series A Preferred Stock, indicating a capital-structure change executed as part of the financing.
TL;DR: The filing lists named executives and directors at the issuer's Scottsdale address and discloses no insider payments from proceeds.
The Form D names the issuer's executive officers and directors, all located at the same principal business address, and specifies that $0 of the offering proceeds are to be paid to officers, directors, or promoters. That explicit disclosure about use of proceeds to insiders reduces a particular governance concern, though the small investor count highlights concentration of ownership arising from this financing.
CISO Global, Inc. ha presentato un Modulo D segnalando un'offerta di equity effettuata ai sensi della Rule 506(b). L'emittente indica un ammontare totale dell'offerta di $9.297.895, di cui $9.297.895 sottoscritti e $0 ancora disponibili. L'offerta comprendeva azioni e la conversione di certe note convertibili in azioni di Serie A Preferred Stock. La societ脿 dichiara la sede principale a Scottsdale, Arizona e riporta gli amministratori e i principali dirigenti allo stesso indirizzo. Il modulo indica finora 2 investitori, un investimento minimo accettato di $0, l'assenza di commissioni di vendita o finder fee dichiarate e che l'emittente non intende che l'offerta abbia una durata superiore a un anno.
CISO Global, Inc. present贸 un Formulario D informando sobre una oferta de acciones realizada bajo la Regla 506(b). El emisor reporta un tama帽o total de la oferta de $9,297,895, con $9,297,895 vendidas y $0 restantes. La oferta incluy贸 capital accionario y el canje de ciertas notas convertibles por acciones de la Serie A Preferred Stock. La compa帽铆a declara su principal lugar de negocios en Scottsdale, Arizona e identifica a sus directivos y consejeros en la misma direcci贸n. El formulario muestra hasta la fecha 2 inversores, un m铆nimo de inversi贸n aceptado de $0, sin comisiones de venta ni honorarios de intermediaci贸n reportados, y que el emisor no pretende que la oferta dure m谩s de un a帽o.
CISO Global, Inc.電� Rule 506(b)鞐� 霐半澕 鞁れ嫓霅� 歆�攵�(鞐愳考韹�) 氇鞐� 甏�頃� Form D毳� 鞝滌稖頄堨姷雼堧嫟. 氚滍枆靷姅 齑� 氇 攴滊毳� $9,297,895搿� 氤搓碃頄堨溂氅�, 攴� 欷� $9,297,895臧� 韺愲Г霅橃柎 雮潃 旮堨暋鞚� $0鞛呺媹雼�. 頃措嫻 氇鞐愲姅 歆�攵� 氚滍枆瓿� 鞚茧秬 鞝勴櫂靷眲毳� 鞁滊Μ歃� A 鞖办劆欤�(Series A Preferred Stock)搿� 鞝勴櫂頃橂姅 瓯半灅臧� 韽暔霅橃棃鞀惦媹雼�. 須岇偓電� 氤胳偓毳� Scottsdale, Arizona鞐� 霊愱碃 鞛堨溂氅�, 斓滉碃瓴届榿歆� 氚� 鞚挫偓霌れ澊 霃欖澕頃� 欤检唽鞐� 鞛堧嫟瓿� 氚濏様鞀惦媹雼�. 鞏戩嫕鞐愲姅 順勳灛旯岇 2氇呾潣 韴瀽鞛愱皜 旮办灛霅橃柎 鞛堦碃, 項堨毄霅� 斓滌唽 韴瀽旮堨潃 $0, 韺愲Г靾橃垬耄岆倶 欷戧皽靾橃垬耄岆姅 氤搓碃霅橃 鞎婌晿鞙茧┌ 氚滍枆靷姅 氇 旮瓣皠鞚� 1雲� 鞚挫儊鞙茧 頃� 鞚橂弰臧� 鞐嗠嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟.
CISO Global, Inc. a d茅pos茅 un formulaire D signalant une offre en capital r茅alis茅e en vertu de la Rule 506(b). L'茅metteur indique une taille totale de l'offre de $9,297,895, dont $9,297,895 vendus et $0 restant. L'offre comprenait des actions et l'茅change de certaines obligations convertibles contre des actions de S茅rie A Preferred Stock. La soci茅t茅 situe son si猫ge principal 脿 Scottsdale, Arizona et identifie ses dirigeants et administrateurs 脿 la m锚me adresse. Le formulaire indique 脿 ce jour 2 investisseurs, un investissement minimum accept茅 de $0, l'absence de commissions de vente ou de frais d'interm茅diaire d茅clar茅s, et que l'茅metteur n'a pas l'intention que l'offre dure plus d'un an.
CISO Global, Inc. hat ein Formular D eingereicht und eine Eigenkapitalplatzierung gem盲脽 Rule 506(b) gemeldet. Der Emittent gibt eine Gesamtangebotsgr枚脽e von $9.297.895 an, davon wurden $9.297.895 verkauft und es verbleiben $0. Das Angebot umfasste Eigenkapital und den Umtausch bestimmter wandelbarer Schuldverschreibungen in Aktien der Series A Preferred Stock. Das Unternehmen nennt seinen Hauptgesch盲ftssitz in Scottsdale, Arizona und f眉hrt seine gesch盲ftsf眉hrenden Personen und Direktoren unter derselben Adresse auf. Das Formular zeigt bislang 2 Investoren, eine akzeptierte Mindestanlage von $0, keine gemeldeten Verkaufsprovisionen oder Vermittlungsgeb眉hren und dass der Emittent nicht beabsichtigt, das Angebot l盲nger als ein Jahr laufen zu lassen.
FAQ
What amount did CISO Global, Inc. raise in this Form D filing (CISO)?
Under what exemption was CISO Global's offering made?
How many investors participated in CISO Global's offering?
Did CISO Global pay sales commissions or finders' fees for this offering?
Were any proceeds used to pay executives, directors, or promoters?
What types of securities were offered in this filing by CISO Global?
