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[NT 10-Q] Capstone Holding Corp. SEC Filing

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
NT 10-Q
Rhea-AI Filing Summary

Capstone Holding Corp. submitted a Form NT 10-Q notice for the period ended June 30, 2025 indicating the periodic report will be filed late under Rule 12b-25. The notice confirms that all other required periodic reports for the prior 12 months have been filed and that no significant change in results of operations is anticipated for the reporting period. The form names Matthew E. Lipman as the signer, identified as Chief Executive Officer, and includes a date of August 15, 2025. The company provided a contact line for questions about the notification. This is a timing/filing notice, not the substantive quarterly report itself.

Capstone Holding Corp. ha presentato un avviso Form NT 10-Q relativo al periodo terminato il 30 giugno 2025, segnalando che il rapporto periodico sarà depositato in ritardo ai sensi della Regola 12b-25. L'avviso conferma che tutti gli altri rapporti periodici richiesti negli ultimi 12 mesi sono stati presentati e che non si prevedono variazioni significative nei risultati operativi per il periodo di rendicontazione. Il modulo indica come firmatario il Matthew E. Lipman, identificato come Amministratore Delegato, e riporta la data del 15 agosto 2025. L'azienda ha fornito un recapito per eventuali domande relative alla notifica. Si tratta di un avviso di tempistica/registrazione, non del rapporto trimestrale sostanziale.

Capstone Holding Corp. presentó un aviso Form NT 10-Q correspondiente al período terminado el 30 de junio de 2025, indicando que el informe periódico se presentará con retraso conforme a la Regla 12b-25. El aviso confirma que todos los demás informes periódicos exigidos durante los últimos 12 meses han sido presentados y que no se anticipan cambios significativos en los resultados operativos para el período informado. El formulario nombra como firmante a Matthew E. Lipman, identificado como Director Ejecutivo, e incluye la fecha del 15 de agosto de 2025. La compañía proporcionó un contacto para consultas sobre la notificación. Se trata de un aviso de tiempo/presentación, no del informe trimestral sustantivo.

Capstone Holding Corp.읶(�) 2025� 6� 30�� 마감� 기간� 대� Form NT 10-Q 통지� 제출했으�, 규칙 12b-25� 따라 정기보고서가 지� 제출� 것이라고 알렸습니�. 해당 통지� 지� 12개월� 요구� 다른 모든 정기보고서가 제출되었음을 확인하며 보고기간� 대� 영업실적� 중대� 변동은 예상되지 않는�� 명시합니�. 서명자로� 최고경영�(CEO)� 식별� Matthew E. Lipman� 기재되어 있고, 날짜� 2025� 8� 15�입니�. 회사� 통지 관� 문의� 위한 연락처도 제공했습니다. 이는 시점/제출 관� 통지이며 실질적인 분기보고서는 아닙니다.

Capstone Holding Corp. a déposé un avis Form NT 10-Q pour la période close le 30 juin 2025, indiquant que le rapport périodique sera déposé en retard en vertu de la règle 12b-25. L'avis confirme que tous les autres rapports périodiques requis au cours des 12 derniers mois ont été déposés et qu'aucun changement significatif des résultats d'exploitation n'est attendu pour la période déclarée. Le formulaire désigne Matthew E. Lipman comme signataire, identifié comme Chief Executive Officer, et porte la date du 15 août 2025. La société a fourni un contact pour les questions relatives à la notification. Il s'agit d'un avis de calendrier/dépôt, et non du rapport trimestriel substantiel.

Capstone Holding Corp. reichte eine Form NT 10-Q-Mitteilung für den Zeitraum zum 30. Juni 2025 ein und teilte mit, dass der periodische Bericht nach Rule 12b-25 verspätet eingereicht wird. Die Mitteilung bestätigt, dass alle anderen in den letzten 12 Monaten erforderlichen periodischen Berichte eingereicht wurden und dass für den Berichtszeitraum keine wesentliche Änderung der Betriebsergebnisse erwartet wird. Das Formular nennt Matthew E. Lipman als Unterzeichner, ausgewiesen als Chief Executive Officer, und enthält das Datum 15. August 2025. Das Unternehmen gab eine Kontaktmöglichkeit für Fragen zur Mitteilung an. Dies ist eine Frist-/Einreichungsmitteilung, nicht der eigentliche vierteljährliche Bericht.

Positive
  • Rule 12b-25 notice filed, formally documenting the delay in filing the Form 10-Q
  • All other periodic reports for the prior 12 months are confirmed filed
  • No anticipated significant change in results of operations was reported
Negative
  • Form 10-Q filing is delayed, requiring a Rule 12b-25 notification
  • No substantive financial information is provided in this notice, so investors lack quarter details until the 10-Q is filed

Insights

TL;DR: Routine late-filing notice; no earnings change expected and prior reports are current.

The filing is a Rule 12b-25 notification indicating Capstone will submit its Form 10-Q for the period ended June 30, 2025 after the original due date. The registrant confirms other required reports from the past 12 months are up to date and explicitly states that it does not anticipate a significant change in operating results for the period. From an investor-information standpoint, this is procedural: material financial data remain unavailable until the actual 10-Q is filed.

TL;DR: Governance disclosure completed; CEO signed the delay notice and controls appear to have permitted timely prior filings.

The notice bears the CEO's signature dated August 15, 2025 and affirms that prior periodic filings are current. That suggests board/management authorized the Rule 12b-25 submission and that the delay is being formally documented. The company also states no expected material operational variance for the period, reducing immediate governance red flags, though the underlying causes for the delay are not disclosed in this notice.

Capstone Holding Corp. ha presentato un avviso Form NT 10-Q relativo al periodo terminato il 30 giugno 2025, segnalando che il rapporto periodico sarà depositato in ritardo ai sensi della Regola 12b-25. L'avviso conferma che tutti gli altri rapporti periodici richiesti negli ultimi 12 mesi sono stati presentati e che non si prevedono variazioni significative nei risultati operativi per il periodo di rendicontazione. Il modulo indica come firmatario il Matthew E. Lipman, identificato come Amministratore Delegato, e riporta la data del 15 agosto 2025. L'azienda ha fornito un recapito per eventuali domande relative alla notifica. Si tratta di un avviso di tempistica/registrazione, non del rapporto trimestrale sostanziale.

Capstone Holding Corp. presentó un aviso Form NT 10-Q correspondiente al período terminado el 30 de junio de 2025, indicando que el informe periódico se presentará con retraso conforme a la Regla 12b-25. El aviso confirma que todos los demás informes periódicos exigidos durante los últimos 12 meses han sido presentados y que no se anticipan cambios significativos en los resultados operativos para el período informado. El formulario nombra como firmante a Matthew E. Lipman, identificado como Director Ejecutivo, e incluye la fecha del 15 de agosto de 2025. La compañía proporcionó un contacto para consultas sobre la notificación. Se trata de un aviso de tiempo/presentación, no del informe trimestral sustantivo.

Capstone Holding Corp.읶(�) 2025� 6� 30�� 마감� 기간� 대� Form NT 10-Q 통지� 제출했으�, 규칙 12b-25� 따라 정기보고서가 지� 제출� 것이라고 알렸습니�. 해당 통지� 지� 12개월� 요구� 다른 모든 정기보고서가 제출되었음을 확인하며 보고기간� 대� 영업실적� 중대� 변동은 예상되지 않는�� 명시합니�. 서명자로� 최고경영�(CEO)� 식별� Matthew E. Lipman� 기재되어 있고, 날짜� 2025� 8� 15�입니�. 회사� 통지 관� 문의� 위한 연락처도 제공했습니다. 이는 시점/제출 관� 통지이며 실질적인 분기보고서는 아닙니다.

Capstone Holding Corp. a déposé un avis Form NT 10-Q pour la période close le 30 juin 2025, indiquant que le rapport périodique sera déposé en retard en vertu de la règle 12b-25. L'avis confirme que tous les autres rapports périodiques requis au cours des 12 derniers mois ont été déposés et qu'aucun changement significatif des résultats d'exploitation n'est attendu pour la période déclarée. Le formulaire désigne Matthew E. Lipman comme signataire, identifié comme Chief Executive Officer, et porte la date du 15 août 2025. La société a fourni un contact pour les questions relatives à la notification. Il s'agit d'un avis de calendrier/dépôt, et non du rapport trimestriel substantiel.

Capstone Holding Corp. reichte eine Form NT 10-Q-Mitteilung für den Zeitraum zum 30. Juni 2025 ein und teilte mit, dass der periodische Bericht nach Rule 12b-25 verspätet eingereicht wird. Die Mitteilung bestätigt, dass alle anderen in den letzten 12 Monaten erforderlichen periodischen Berichte eingereicht wurden und dass für den Berichtszeitraum keine wesentliche Änderung der Betriebsergebnisse erwartet wird. Das Formular nennt Matthew E. Lipman als Unterzeichner, ausgewiesen als Chief Executive Officer, und enthält das Datum 15. August 2025. Das Unternehmen gab eine Kontaktmöglichkeit für Fragen zur Mitteilung an. Dies ist eine Frist-/Einreichungsmitteilung, nicht der eigentliche vierteljährliche Bericht.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

OMB APPROVAL
OMB Number:
Expires:
Estimated average burden hours per response
 
SEC FILE NUMBER
001-33560
 
CUSIP NUMBER
14068E208

 

(Check one):   Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-CEN Form N-CSR
     
    For Period Ended: June 30, 2025
     
    Transition Report on Form 10-K
     
    Transition Report on Form 20-F
     
    Transition Report on Form 11-K
     
    Transition Report on Form 10-Q
     
    Transition Report on Form N-SAR
     
    For the Transition Period Ended:

 

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I — REGISTRANT INFORMATION

 

Capstone Holding Corp.
Full Name of Registrant

 

 
Former Name if Applicable

 

5141 W. 122nd Street
Address of Principal Executive Office (Street and Number)
 

 

Alsip, IL 60803
City, State and Zip Code

 

 

 

 

PART II — RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

(a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
   
(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
   
(c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE

 

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

Capstone Holding Corp. (the “Registrant”) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended June 30, 2025 (the “Quarterly Report”) by the August 14, 2025 filing date applicable to smaller reporting companies due to a delay experienced by the Registrant in completing its financial statements and other disclosures in the Quarterly Report. As a result, the Registrant is still in the process of compiling required information to complete the Quarterly Report and its independent registered public accounting firm requires additional time to complete its review of the financial statements for the period ended June 30, 2025 to be incorporated in the Quarterly Report. The Registrant anticipates that it will file the Quarterly Report no later than the fifth calendar day following the prescribed filing date.

 

PART IV — OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

  Matthew E. Lipman   (708)   371-0660
  (Name)   (Area Code)   (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
  Yes No
   
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
  Yes No
   
  If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

2

 

 

Capstone Holding Corp.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 15, 2025 By: /s/ Matthew E. Lipman
  Name:  Matthew E. Lipman
  Title: Chief Executive Officer

 

 

3

 

 

FAQ

What did Capstone Holding Corp. (CAPS) file in this NT 10-Q notice?

The company filed a Rule 12b-25 notice indicating its Form 10-Q for the period ended June 30, 2025 will be filed late.

Does the notice say whether other periodic reports are up to date for CAPS?

Yes. The notice indicates all other periodic reports required during the prior 12 months have been filed.

Does Capstone expect a material change in results for the quarter?

No. The notice explicitly checks no for anticipated significant change in results of operations.

Who signed the Rule 12b-25 notice for Capstone?

The notice is signed by Matthew E. Lipman, identified as Chief Executive Officer, dated August 15, 2025.

What period does the delayed Form 10-Q cover?

The delayed quarterly report covers the period ended June 30, 2025.
Capstone Holding Corp.

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Building Materials
Wholesale-lumber & Other Construction Materials
United States
ALSIP