AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] Caris Life Sciences, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

George Poste, a director of Caris Life Sciences (CAI), reported option exercise and share dispositions on 08/11/2025 resulting in changes to his beneficial ownership.

The filing shows a 125,000-share option exercise at $2.44, recorded as an acquisition. The report also lists two dispositions of common stock: 48,022 shares and 91,495 shares, each at $29.75. Table entries show sequential direct beneficial ownership figures of 359,754, 311,732 and 220,237 following the reported transactions, and an indirect holding of 307,594 shares through a family trust. The filing notes the underlying stock option is fully vested and exercisable, and the form was signed by an attorney-in-fact on behalf of the reporting person.

George Poste, amministratore di Caris Life Sciences (CAI), ha comunicato l'esercizio di opzioni e la cessione di azioni l'11/08/2025, con variazioni nella sua partecipazione beneficiaria.

La dichiarazione riporta l'esercizio di 125.000 opzioni a $2,44, registrato come acquisizione. Segnalate anche due cessioni di azioni ordinarie: 48.022 azioni e 91.495 azioni, entrambe a $29,75. Le voci tabellari indicano una titolarità diretta sequenziale di 359.754, 311.732 e 220.237 dopo le operazioni riferite, e una detenzione indiretta di 307.594 azioni tramite un trust familiare. Il documento precisa che l'opzione sottostante è completamente maturata e esercitabile e che il modulo è stato firmato da un procuratore per conto della persona che effettua la comunicazione.

George Poste, director de Caris Life Sciences (CAI), declaró el ejercicio de opciones y la enajenación de acciones el 11/08/2025, con cambios en su participación beneficiaria.

El informe muestra el ejercicio de 125.000 opciones a $2,44, registrado como adquisición. También figura la venta de dos bloques de acciones ordinarias: 48.022 acciones y 91.495 acciones, ambas a $29,75. Las entradas de la tabla reflejan una propiedad beneficiaria directa secuencial de 359.754, 311.732 y 220.237 tras las transacciones notificadas, y una tenencia indirecta de 307.594 acciones a través de un fideicomiso familiar. El formulario indica que la opción subyacente está totalmente consolidada y es ejercitable, y que el documento fue firmado por un apoderado en nombre del declarante.

Caris Life Sciences(CAI) ì´ì‚¬ì� George Posteê°€ 2025-08-11ì—� 옵션 í–‰ì‚¬ì™¶Ä ì£¼ì‹ ì²˜ë¶„ì� 신고하여 ê·¸ì˜ ì‹¤ì§ˆì � 보유 ì§€ë¶„ì´ ë³€ê²½ë˜ì—ˆìŠµë‹ˆë‹¤.

신고섵ӗµç� $2.44ì—� 125,000ì£� 옵션 행사가 ì·¨ë“으로 기ë¡ë˜ì–´ 있습니다. ë˜í•œ 보통ì£� 2ê±´ì˜ ì²˜ë¶„ì� 기재ë˜ì–´ 있으ë©�, 48,022ì£�ì™¶Ä 91,495ì£�ê°€ ê°ê° $29.75ì—� 처분ë˜ì—ˆìŠµë‹ˆë‹�. í‘œì˜ í•­ëª©ì€ ì‹ ê³ ë� 거래 ì´í›„ ì§ì ‘ 보유가 차례ë¡� 359,754ì£�, 311,732ì£�, 220,237ì£�ë¡� 나타나며, ê°€ì¡� ì‹ íƒì� 통한 307,594ì£�ì� ê°„ì ‘ 보유ë� ë³´ê³ ë˜ì–´ 있습니다. 신고서는 기초 ì£¼ì‹ ì˜µì…˜ì� 완전íž� 베스팅ë˜ì–� 행사 가능함ì� 명시하며, 해당 ì–‘ì‹ì€ ë³´ê³ ì¸ì„ 대신해 대리ì¸ì� 서명했습니다.

George Poste, administrateur de Caris Life Sciences (CAI), a déclaré l'exercice d'options et des cessions d'actions le 11/08/2025, entraînant des changements dans sa détention effective.

Le dépôt indique l'exercice de 125 000 options à $2,44, enregistré comme acquisition. Le rapport mentionne également deux cessions d'actions ordinaires : 48 022 actions et 91 495 actions, chacune à $29,75. Les lignes du tableau montrent successivement des détentions directes de 359 754, 311 732 et 220 237 après les opérations déclarées, ainsi qu'une participation indirecte de 307 594 actions via une fiducie familiale. Le formulaire précise que l'option sous-jacente est pleinement acquise et exerçable, et qu'il a été signé par un mandataire au nom du déclarant.

George Poste, Direktor von Caris Life Sciences (CAI), meldete am 11.08.2025 die Ausübung von Optionen und Veräußerungen von Aktien, was Änderungen seines wirtschaftlichen Eigentums zur Folge hatte.

Die Meldung weist die Ausübung von 125.000 Optionen zu $2,44 aus, verbucht als Erwerb. Ebenfalls aufgeführt sind zwei Veräußerungen von Stammaktien: 48.022 Stück und 91.495 Stück, jeweils zu $29,75. Die Tabellenangaben zeigen nacheinander direkte wirtschaftliche Eigentumswerte von 359.754, 311.732 und 220.237 nach den gemeldeten Transaktionen sowie eine indirekte Beteiligung von 307.594 Aktien über einen Familientrust. Die Einreichung stellt fest, dass die zugrunde liegende Aktienoption vollständig vested und ausübbar ist, und das Formular wurde von einem Bevollmächtigten im Namen der meldenden Person unterzeichnet.

Positive
  • Clear disclosure of option exercise and share dispositions by a director, supporting regulatory transparency.
  • Option fully vested and exercisable, indicating no vesting uncertainty for the reported grant.
Negative
  • Substantial disposals totaling 139,517 shares (48,022 and 91,495) by a director, which reduced direct holdings shown in the filing.
  • The filing shows a decline in direct beneficial ownership across the reported lines (from 359,754 to 220,237), which may be viewed unfavorably by some stakeholders.

Insights

TL;DR: Director exercised 125,000 options at $2.44 and sold 139,517 shares at $29.75, materially changing direct holdings reported.

The transaction set shows a large option exercise combined with two sizable dispositions. The exercise created 125,000 common shares at a low exercise price, while disposals totaling 139,517 shares were executed at $29.75 each. The reported line-item ownership figures decline across the entries from 359,754 to 220,237 direct shares, with an additional 307,594 shares held indirectly by a family trust. For investors, these disclosed movements alter the insider’s direct stake and should be tracked for subsequent ownership disclosures and potential signaling to the market. Impact assessment: not a corporate operational change but a material insider position shift.

TL;DR: Large insider option exercise and sales are fully disclosed; governance transparency maintained but direct ownership declined.

The Form 4 provides clear disclosure of the director’s activity: a fully vested option converted into 125,000 shares and two reported disposals at $29.75 per share. The filing also documents an indirect holding via a family trust. From a governance perspective, prompt, detailed reporting preserves compliance and transparency. The pattern—exercise plus immediate dispositions—should be recorded in the company’s insider transaction history for stakeholder review, though the form itself contains no operational or financial guidance about company performance.

George Poste, amministratore di Caris Life Sciences (CAI), ha comunicato l'esercizio di opzioni e la cessione di azioni l'11/08/2025, con variazioni nella sua partecipazione beneficiaria.

La dichiarazione riporta l'esercizio di 125.000 opzioni a $2,44, registrato come acquisizione. Segnalate anche due cessioni di azioni ordinarie: 48.022 azioni e 91.495 azioni, entrambe a $29,75. Le voci tabellari indicano una titolarità diretta sequenziale di 359.754, 311.732 e 220.237 dopo le operazioni riferite, e una detenzione indiretta di 307.594 azioni tramite un trust familiare. Il documento precisa che l'opzione sottostante è completamente maturata e esercitabile e che il modulo è stato firmato da un procuratore per conto della persona che effettua la comunicazione.

George Poste, director de Caris Life Sciences (CAI), declaró el ejercicio de opciones y la enajenación de acciones el 11/08/2025, con cambios en su participación beneficiaria.

El informe muestra el ejercicio de 125.000 opciones a $2,44, registrado como adquisición. También figura la venta de dos bloques de acciones ordinarias: 48.022 acciones y 91.495 acciones, ambas a $29,75. Las entradas de la tabla reflejan una propiedad beneficiaria directa secuencial de 359.754, 311.732 y 220.237 tras las transacciones notificadas, y una tenencia indirecta de 307.594 acciones a través de un fideicomiso familiar. El formulario indica que la opción subyacente está totalmente consolidada y es ejercitable, y que el documento fue firmado por un apoderado en nombre del declarante.

Caris Life Sciences(CAI) ì´ì‚¬ì� George Posteê°€ 2025-08-11ì—� 옵션 í–‰ì‚¬ì™¶Ä ì£¼ì‹ ì²˜ë¶„ì� 신고하여 ê·¸ì˜ ì‹¤ì§ˆì � 보유 ì§€ë¶„ì´ ë³€ê²½ë˜ì—ˆìŠµë‹ˆë‹¤.

신고섵ӗµç� $2.44ì—� 125,000ì£� 옵션 행사가 ì·¨ë“으로 기ë¡ë˜ì–´ 있습니다. ë˜í•œ 보통ì£� 2ê±´ì˜ ì²˜ë¶„ì� 기재ë˜ì–´ 있으ë©�, 48,022ì£�ì™¶Ä 91,495ì£�ê°€ ê°ê° $29.75ì—� 처분ë˜ì—ˆìŠµë‹ˆë‹�. í‘œì˜ í•­ëª©ì€ ì‹ ê³ ë� 거래 ì´í›„ ì§ì ‘ 보유가 차례ë¡� 359,754ì£�, 311,732ì£�, 220,237ì£�ë¡� 나타나며, ê°€ì¡� ì‹ íƒì� 통한 307,594ì£�ì� ê°„ì ‘ 보유ë� ë³´ê³ ë˜ì–´ 있습니다. 신고서는 기초 ì£¼ì‹ ì˜µì…˜ì� 완전íž� 베스팅ë˜ì–� 행사 가능함ì� 명시하며, 해당 ì–‘ì‹ì€ ë³´ê³ ì¸ì„ 대신해 대리ì¸ì� 서명했습니다.

George Poste, administrateur de Caris Life Sciences (CAI), a déclaré l'exercice d'options et des cessions d'actions le 11/08/2025, entraînant des changements dans sa détention effective.

Le dépôt indique l'exercice de 125 000 options à $2,44, enregistré comme acquisition. Le rapport mentionne également deux cessions d'actions ordinaires : 48 022 actions et 91 495 actions, chacune à $29,75. Les lignes du tableau montrent successivement des détentions directes de 359 754, 311 732 et 220 237 après les opérations déclarées, ainsi qu'une participation indirecte de 307 594 actions via une fiducie familiale. Le formulaire précise que l'option sous-jacente est pleinement acquise et exerçable, et qu'il a été signé par un mandataire au nom du déclarant.

George Poste, Direktor von Caris Life Sciences (CAI), meldete am 11.08.2025 die Ausübung von Optionen und Veräußerungen von Aktien, was Änderungen seines wirtschaftlichen Eigentums zur Folge hatte.

Die Meldung weist die Ausübung von 125.000 Optionen zu $2,44 aus, verbucht als Erwerb. Ebenfalls aufgeführt sind zwei Veräußerungen von Stammaktien: 48.022 Stück und 91.495 Stück, jeweils zu $29,75. Die Tabellenangaben zeigen nacheinander direkte wirtschaftliche Eigentumswerte von 359.754, 311.732 und 220.237 nach den gemeldeten Transaktionen sowie eine indirekte Beteiligung von 307.594 Aktien über einen Familientrust. Die Einreichung stellt fest, dass die zugrunde liegende Aktienoption vollständig vested und ausübbar ist, und das Formular wurde von einem Bevollmächtigten im Namen der meldenden Person unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
POSTE GEORGE

(Last) (First) (Middle)
C/O CARIS LIFE SCIENCES, INC.
750 W. JOHN CARPENTER FREEWAY, SUITE 800

(Street)
IRVING TX 75039

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Caris Life Sciences, Inc. [ CAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 M 125,000 A $2.44 359,754 D
Common Stock 08/11/2025 F 48,022 D $29.75 311,732 D
Common Stock 08/11/2025 F 91,495 D $29.75 220,237 D
Common Stock 307,594 I By Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $2.44 08/11/2025 M 125,000 (1) 09/15/2025 Common Stock 125,000 $0 0 D
Explanation of Responses:
1. The stock option is fully vested and exercisable.
/s/ J. Russel Denton, Attorney-in-Fact for George Poste 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did George Poste report on the Form 4 for CAI?

The Form 4 reports a 125,000-share option exercise at $2.44 and two dispositions of common stock of 48,022 and 91,495 shares at $29.75 each, dated 08/11/2025.

How many shares does the Form 4 show as held indirectly by George Poste?

The filing shows 307,594 shares held indirectly by a family trust.

Is the exercised option exercisable and vested?

Yes. The form’s explanation states the stock option is fully vested and exercisable.

How did direct beneficial ownership figures change after the transactions?

The table lists sequential post-transaction direct ownership figures of 359,754, 311,732 and 220,237 following the reported transactions.
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Biotechnology
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United States
IRVING