Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Citigroup Global Markets Holdings has filed a 424B2 for Buffered Digital Securities linked to the S&P 500 Index, due August 2026. Key features include:
- Stated principal amount of $1,000 per security
- Fixed return of at least 6.97% if the final index level is at or above the buffer level
- 15% downside buffer protection against initial losses
- Leveraged downside exposure if index falls below buffer level (85% of initial level)
- No interest payments or dividend participation
The securities are fully guaranteed by Citigroup Inc but carry credit risk. Estimated value at pricing will be at least $935 per security, below the issue price. CGMI will receive a $10 underwriting fee per security. The offering highlights a structured product designed to provide limited downside protection while capping upside potential at the fixed return rate.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities tied to Monolithic Power Systems, due June 29, 2027. The securities offer potential periodic contingent coupon payments at 14.15% per annum, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments of 3.5375% per period if underlying closes at/above barrier value of $358.29 (50% of initial value)
- Issuer callable on specified dates from December 2025 through March 2027
- At maturity, if not called: full principal return if final value � barrier; otherwise, investors receive shares/cash worth significantly less
- Initial underlying value: $716.58
- Total offering size: $3,151,000
Notable risks include potential loss of principal, no guaranteed coupons, credit risk of Citigroup, and limited liquidity. The estimated value of $974.00 per security is less than the issue price, reflecting underwriting fees and hedging costs.
Citigroup Global Markets Holdings has filed a preliminary pricing supplement for Callable Equity Linked Securities tied to the performance of the Nasdaq-100 Index and Russell 2000 Index, due July 20, 2029. Key features include:
- Principal amount of $1,000 per security with monthly coupon payments at approximately 6.20% per annum
- Securities are callable monthly starting July 2026
- Payment at maturity depends on worst-performing underlying index
- 15% downside buffer protection; losses occur if worst-performing index declines more than 15%
- Estimated value at pricing date expected to be at least $926.50 per security
Notable risks include potential loss of principal if worst-performing index declines significantly, credit risk of Citigroup, limited liquidity, and no participation in index appreciation or dividends. The securities offer higher yield compared to conventional debt but expose investors to market risk of both indices.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities tied to the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices, due June 29, 2027. The securities offer potential periodic contingent coupon payments at an annualized rate of 11.15%.
Key features include:
- Stated principal amount of $1,000 per security with total offering of $370,000
- Contingent coupon payments of 0.9292% per period if the worst-performing underlying is above its barrier value
- Issuer callable feature starting December 24, 2025
- Downside risk tied to worst-performing index if below 70% of initial value at maturity
- Initial estimated value of $990.20 per security, below issue price
The securities carry significant risks including potential loss of principal, no guaranteed coupon payments, and credit risk of Citigroup. They are not bank deposits and not FDIC insured.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to UnitedHealth Group, due July 6, 2028. The securities offer potential periodic contingent coupon payments at an annualized rate of at least 17.00%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments subject to underlying performance exceeding 70% of initial value
- Automatic early redemption if underlying closes at or above initial value on any potential autocall date
- Risk of principal loss if final underlying value is below 70% barrier level
- Estimated value at least $911.50 per security, below issue price
Notable risks: Investors may receive no coupon payments, lose significant principal at maturity, face limited liquidity, and are exposed to Citigroup's credit risk. Securities do not provide dividend participation or upside exposure to UnitedHealth Group's appreciation. CGMI receives a $20.00 underwriting fee per security and may profit from hedging activities.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities tied to the performance of the Nasdaq-100 Index and VanEck Gold Miners ETF, due May 27, 2027. The securities offer potential periodic contingent coupon payments at an annualized rate of 11.50%.
Key features include:
- Stated principal amount of $1,000 per security with total offering of $4.66 million
- Contingent coupon payments of 0.9583% per period if both underlyings close above their respective barrier values
- 70% coupon barrier and 60% final barrier levels of initial values
- Citigroup retains call rights for mandatory redemption on specified dates
- Risk of principal loss if worst-performing underlying falls below final barrier at maturity
The estimated value of $973.00 per security is below the issue price, with CGMI receiving an underwriting fee of up to $22.25 per security. The securities are unsecured obligations subject to Citigroup's credit risk and will not be listed on any exchange.
Citigroup Global Markets Holdings has issued Autocallable Securities linked to Home Depot stock, due June 29, 2028. The securities, with a stated principal amount of $1,000 per unit, are unsecured debt instruments guaranteed by Citigroup.
Key features include:
- No regular interest payments
- Potential automatic early redemption with premiums of 11.75% (Year 1), 23.50% (Year 2), or 35.25% (Year 3) if Home Depot stock closes at or above initial value of $360.42
- At maturity, if not called early: full principal return if stock is above 60% barrier ($216.252); otherwise, 1:1 downside exposure
- Total offering size: $150,000 with estimated security value of $962.70
Risk factors include potential loss of principal, limited returns capped by fixed premiums, no dividend participation, and credit risk of Citigroup. The securities are not listed on any exchange, limiting liquidity.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to NVIDIA Corporation, due June 29, 2028. The securities offer potential periodic contingent coupon payments at 14.80% per annum, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments of 3.70% per period if NVIDIA's closing value is above the barrier value of $88.74 (60% of initial value)
- Automatic early redemption if NVIDIA's closing value exceeds the initial value of $147.90 on any potential autocall date
- Risk of principal loss if final NVIDIA value is below barrier value at maturity
- Total offering amount of $495,000 with estimated security value of $978.80
Investors face significant risks including potential loss of principal, no guaranteed coupon payments, and credit risk from Citigroup. The securities are not listed on any exchange and may have limited liquidity. CGMI receives a $20.00 underwriting fee per security.
Citigroup Global Markets Holdings announces 3-Year Autocallable Contingent Coupon Securities linked to S&P 500 Dynamic Participation Index (SPXDPU1) and VanEck Gold Miners ETF (GDX), guaranteed by Citigroup. Key features include:
- Principal Terms: $1,000 per security, pricing date July 16, 2025, maturity July 20, 2028
- Contingent Coupon: 7.00% per annum paid monthly if worst performer closes above 65% of initial value
- Automatic Early Redemption: Monthly after first year if worst performer closes at/above initial value
- Downside Protection: 25% buffer at maturity; losses begin if worst performer declines more than 25%
Notable risks include potential significant principal loss, no guaranteed coupons, heightened risk due to multiple underlyings, and credit risk of Citigroup. Securities offer downside exposure without upside participation and won't be listed on exchanges. The estimated value will be below issue price at pricing date.