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[8-K/A] Broadridge Financial Solutions Inc Amends Material Event Report

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
8-K/A
Rhea-AI Filing Summary

Broadridge Financial Solutions filed an amended Current Report (Form 8-K/A) reporting a Term Credit Agreement dated August 21, 2025. The filing lists the agreement as Exhibit 10.1 and identifies JPMorgan Chase Bank, N.A. as Administrative Agent and the company and lenders as parties. The document is signed by Ashima Ghei. No financial terms, borrowing amounts, interest rates, maturity dates or other contractual details are included in the text provided.

Broadridge Financial Solutions ha presentato un Current Report emendato (Modulo 8-K/A) che riporta un Term Credit Agreement datato 21 agosto 2025. Il deposito indica l'accordo come Exhibt 10.1 e nomina JPMorgan Chase Bank, N.A. quale Administrative Agent, con la società e i finanziatori come parti coinvolte. Il documento è firmato da Ashima Ghei. Nel testo fornito non sono riportati termini finanziari, importi presi a prestito, tassi di interesse, scadenze o altri dettagli contrattuali.

Broadridge Financial Solutions presentó un Current Report enmendado (Formulario 8-K/A) que informa sobre un Term Credit Agreement con fecha 21 de agosto de 2025. El documento lista el acuerdo como Exhibit 10.1 e identifica a JPMorgan Chase Bank, N.A. como Administrative Agent, y a la compañía y a los prestamistas como partes. El escrito está firmado por Ashima Ghei. En el texto proporcionado no se incluyen términos financieros, montos prestados, tasas de interés, fechas de vencimiento ni otros detalles contractuales.

Broadridge Financial Solutions� 2025� 8� 21자로 � Term Credit Agreement� 보고하는 수정� Current Report(Form 8-K/A)� 제출했습니다. 제출 서류에는 해당 계약� Exhibit 10.1� 기재되어 있으� JPMorgan Chase Bank, N.A.가 Administrative Agent�, 회사와 대주들� 당사자로 명시되어 있습니다. 문서에는 Ashima Ghei� 서명� 포함되어 있습니다. 제공� 본문에는 재무 조건, 차입금액, 이자�, 만기� 또는 기타 계약 세부사항� 포함되어 있지 않습니다.

Broadridge Financial Solutions a déposé un Current Report modifié (Formulaire 8-K/A) faisant état d'un Term Credit Agreement daté du 21 août 2025. Le dépôt mentionne l'accord comme Exhibit 10.1 et identifie JPMorgan Chase Bank, N.A. en tant qu'Administrative Agent, la société et les prêteurs étant parties prenantes. Le document est signé par Ashima Ghei. Le texte fourni ne comprend aucun terme financier, montant emprunté, taux d'intérêt, date d'échéance ni autre détail contractuel.

Broadridge Financial Solutions hat einen geänderten Current Report (Form 8-K/A) eingereicht, der ein Term Credit Agreement vom 21. August 2025 meldet. Die Einreichung führt die Vereinbarung als Exhibit 10.1 auf und benennt die JPMorgan Chase Bank, N.A. als Administrative Agent sowie das Unternehmen und die Kreditgeber als Parteien. Das Dokument ist von Ashima Ghei unterzeichnet. In dem bereitgestellten Text sind keine finanziellen Konditionen, Kreditbeträge, Zinssätze, Fälligkeitstermine oder sonstige vertragliche Details enthalten.

Positive
  • Amended Form 8-K filed disclosing a Term Credit Agreement dated August 21, 2025
  • Identifies JPMorgan Chase Bank, N.A. as Administrative Agent and includes an executed signature by Ashima Ghei
Negative
  • No economic or contractual terms provided in the supplied content (no principal amount, interest rate, maturity, or covenants)
  • Insufficient detail to assess financial or governance impact from the disclosed agreement

Insights

TL;DR: Disclosure of a Term Credit Agreement is material but the filing lacks economic terms needed to assess impact.

The filing confirms Broadridge entered into a Term Credit Agreement dated August 21, 2025, with lenders and JPMorgan Chase Bank, N.A. as Administrative Agent. Because the exhibit is referenced but the agreement's financial terms (principal amount, pricing, covenants, maturity) are not included in the provided text, investors cannot evaluate effects on liquidity, leverage, or interest expense from this disclosure alone.

TL;DR: The amendment appropriately discloses a material financing agreement but omits contract specifics in the excerpt provided.

From a governance and disclosure perspective, the company fulfilled a procedural requirement by amending its Form 8-K to list the Term Credit Agreement as an exhibit and identifying the administrative agent and signatory. The absence of included contractual terms in the supplied content limits transparency about potential covenants or events that could affect governance or shareholder rights.

Broadridge Financial Solutions ha presentato un Current Report emendato (Modulo 8-K/A) che riporta un Term Credit Agreement datato 21 agosto 2025. Il deposito indica l'accordo come Exhibt 10.1 e nomina JPMorgan Chase Bank, N.A. quale Administrative Agent, con la società e i finanziatori come parti coinvolte. Il documento è firmato da Ashima Ghei. Nel testo fornito non sono riportati termini finanziari, importi presi a prestito, tassi di interesse, scadenze o altri dettagli contrattuali.

Broadridge Financial Solutions presentó un Current Report enmendado (Formulario 8-K/A) que informa sobre un Term Credit Agreement con fecha 21 de agosto de 2025. El documento lista el acuerdo como Exhibit 10.1 e identifica a JPMorgan Chase Bank, N.A. como Administrative Agent, y a la compañía y a los prestamistas como partes. El escrito está firmado por Ashima Ghei. En el texto proporcionado no se incluyen términos financieros, montos prestados, tasas de interés, fechas de vencimiento ni otros detalles contractuales.

Broadridge Financial Solutions� 2025� 8� 21자로 � Term Credit Agreement� 보고하는 수정� Current Report(Form 8-K/A)� 제출했습니다. 제출 서류에는 해당 계약� Exhibit 10.1� 기재되어 있으� JPMorgan Chase Bank, N.A.가 Administrative Agent�, 회사와 대주들� 당사자로 명시되어 있습니다. 문서에는 Ashima Ghei� 서명� 포함되어 있습니다. 제공� 본문에는 재무 조건, 차입금액, 이자�, 만기� 또는 기타 계약 세부사항� 포함되어 있지 않습니다.

Broadridge Financial Solutions a déposé un Current Report modifié (Formulaire 8-K/A) faisant état d'un Term Credit Agreement daté du 21 août 2025. Le dépôt mentionne l'accord comme Exhibit 10.1 et identifie JPMorgan Chase Bank, N.A. en tant qu'Administrative Agent, la société et les prêteurs étant parties prenantes. Le document est signé par Ashima Ghei. Le texte fourni ne comprend aucun terme financier, montant emprunté, taux d'intérêt, date d'échéance ni autre détail contractuel.

Broadridge Financial Solutions hat einen geänderten Current Report (Form 8-K/A) eingereicht, der ein Term Credit Agreement vom 21. August 2025 meldet. Die Einreichung führt die Vereinbarung als Exhibit 10.1 auf und benennt die JPMorgan Chase Bank, N.A. als Administrative Agent sowie das Unternehmen und die Kreditgeber als Parteien. Das Dokument ist von Ashima Ghei unterzeichnet. In dem bereitgestellten Text sind keine finanziellen Konditionen, Kreditbeträge, Zinssätze, Fälligkeitstermine oder sonstige vertragliche Details enthalten.


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K/A

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 21, 2025



BROADRIDGE FINANCIAL SOLUTIONS, INC.
(Exact name of registrant as specified in its charter)

Delaware
001-33220
33-1151291
(State or other jurisdiction of incorporation)
(Commission file number)
(I.R.S. Employer Identification No.)

5 Dakota DriveLake Success, New York
11042
(Address of Principal Executive Offices)
Zip Code

 Registrant’s telephone number, including area code: (516) 472-5400

N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class:
Trading Symbol
Name of Each Exchange on Which Registered:
Common Stock, par value $0.01 per share
BR
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Explanatory Note

Broadridge Financial Solutions, Inc. (the “Company”) is filing this Current Report on Form 8-K/A (this “Amended Report”) to amend Items 1.01 and 2.03 of its Current Report on Form 8‑K filed on August 21, 2025 (the “Original Report”). This Amended Report relates to the correction of an error in the maturity date of the Loan in the Original Report, which should read “The Loan will mature on the fifth anniversary of the Closing Date.” Except as described above, this Amended Report does not otherwise amend, modify, or update the disclosures contained in the Original Report.

Item 1.01
Entry into a Material Definitive Agreement.

Term Credit Agreement

On August 21, 2025 (the “Closing Date”), the Company entered into a term credit agreement (the “Term Credit Agreement”) among the Company, as Borrower, the Lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent, and provides for term loan commitments in an aggregate principal amount of $750 million (the “Loan”). The Loan was incurred in full by the Company on the Closing Date. Any amounts repaid or prepaid in respect of such Loan may not be reborrowed. The Loan will mature on the fifth anniversary of the Closing Date. The proceeds of the Loan will be used by the Company to repay the principal, interest, and other amounts outstanding or accrued under the Company’s Amended and Restated Term Credit Agreement, dated August 17, 2023 and for general corporate purposes.

The Company may voluntarily prepay the Loan at any time in whole or in part and without premium or penalty (but subject to customary breakage provisions in respect of any such prepayments).

The Term Credit Agreement contains affirmative and negative covenants that the Company believes are usual and customary for transactions of this type. The negative covenants include, among other things, limitations on liens, subsidiary indebtedness, sale and leaseback transactions, restrictive agreements, transactions with affiliates, and certain mergers, consolidations and transfers of all or substantially all of the Company’s consolidated assets. The Term Credit Agreement also prohibits the Company from exceeding a maximum leverage ratio at the end of any test period. Upon the occurrence of certain customary events of default set forth in the Term Credit Agreement, including payment default, breaches of covenants, a change of control, judgment defaults and cross acceleration or cross default under other material indebtedness of the Company, the Administrative Agent may with the consent, and upon the request, of a majority of the Lenders under the Term Credit Agreement, accelerate repayment of the Loan and cancel all of the commitments outstanding under the Term Credit Agreement. Upon certain insolvency and bankruptcy events of default, the Loan shall automatically accelerate and all of the outstanding commitments under the Term Credit Agreement shall be automatically cancelled.

The Loan will initially bear interest at Term SOFR plus 1.250% per annum (subject to a step-up to Term SOFR plus 1.375% or Term SOFR plus 1.625% or a step-down to Term SOFR plus 1.125% or Term SOFR plus 1.000%, in each case, based on ratings).

The foregoing description of the Term Credit Agreement is only a summary and is qualified in its entirety by reference to the full text of the Term Credit Agreement, which is attached as Exhibit 10.1 hereto and is hereby incorporated into this Item 1.01 by reference. The representations and warranties contained in the Term Credit Agreement were made solely for purposes of allocating contractual risks between the parties and not as a means of establishing facts. Such representations and warranties may be subject to important qualifications and limitations agreed to by the parties in connection with negotiating the terms of the Term Credit Agreement and shall not be relied on as factual information at the time they were made or otherwise. The Term Credit Agreement may have different standards of materiality than under applicable securities laws.

Item 2.03
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

The information contained in and incorporated into Item 1.01 above relating to the Term Credit Agreement is hereby incorporated into this Item 2.03 by reference.


Item 9.01.
Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.
 
Description
     
     
10.1
 
Term Credit Agreement, dated August 21, 2025, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.
     
104
 
Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.


SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated:  August 25, 2025
 
  BROADRIDGE FINANCIAL SOLUTIONS, INC.
 
 
 
By:
/s/ Ashima Ghei
 
   
Ashima Ghei
   
Corporate Vice President and Chief Financial Officer



FAQ

What did Broadridge (BR) disclose in this 8-K/A?

The company disclosed a Term Credit Agreement dated August 21, 2025, listed as Exhibit 10.1, with lenders and JPMorgan Chase Bank, N.A. as Administrative Agent.

Does the filing include the loan amount or interest rate?

No. The provided filing text does not include any financial terms such as principal amount, interest rate, maturity, or fees.

Who signed the amendment?

The document is signed by Ashima Ghei as indicated in the provided content.

Is the full Term Credit Agreement included in the text provided?

No. The filing references Exhibit 10.1 (the Term Credit Agreement) but the agreement's contents are not present in the supplied text.

Does this filing indicate an effect on Broadridge's financial statements?

The supplied content does not state any effect on financial statements or provide terms needed to determine impact.
Broadridge Finl Solutions Inc

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