AG真人官方

STOCK TITAN

[Form 4] Franklin Resources, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Oshita Lindsey Harumi, Chief Accounting Officer of Franklin Resources, Inc. (BEN), reported a transaction dated 08/31/2025 in which 2,328 common shares were disposed of at $25.66 per share. The filing states the disposition reflects tax withholding on vested securities rather than an open-market sale. After the transaction the reporting person beneficially owned 21,090.4565 shares, of which 7,408 shares are unvested restricted stock units. The report was submitted under Section 16 requirements and was signed by an attorney-in-fact on behalf of the reporting person.

Oshita Lindsey Harumi, Chief Accounting Officer di Franklin Resources, Inc. (BEN), ha segnalato una transazione datata 31/08/2025 in cui sono state cedute 2.328 azioni ordinarie a 25,66 USD ciascuna. La comunicazione precisa che la cessione riflette il prelievo fiscale su titoli maturati e non una vendita sul mercato aperto. Dopo l'operazione, la persona interessata deteneva beneficiariamente 21.090,4565 azioni, di cui 7.408 sono unit脿 di azioni ristrette non ancora maturate. La segnalazione 猫 stata presentata ai sensi degli obblighi della Sezione 16 ed 猫 stata firmata da un procuratore legale per conto della persona interessata.

Oshita Lindsey Harumi, Chief Accounting Officer de Franklin Resources, Inc. (BEN), inform贸 una operaci贸n con fecha 31/08/2025 en la que se dispusieron 2.328 acciones ordinarias a 25,66 USD por acci贸n. La presentaci贸n indica que la disposici贸n corresponde a retenci贸n fiscal sobre valores ya devengados y no a una venta en el mercado abierto. Tras la operaci贸n, la persona informante pose铆a beneficiariamente 21.090,4565 acciones, de las cuales 7.408 son unidades de acciones restringidas no consolidadas. El informe se present贸 conforme a los requisitos de la Secci贸n 16 y fue firmado por un apoderado en nombre de la persona informante.

鞓れ嫓韮 毽办 頃橂(氙�(Oshita Lindsey Harumi), Franklin Resources, Inc. (BEN)鞚� 斓滉碃須岅硠毂呾瀯鞛愲姅 2025-08-31鞛愲 氤错喌欤� 2,328欤茧ゼ 欤茧嫻 25.66雼煬鞐� 觳橂秳頃� 瓯半灅毳� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 頃措嫻 觳橂秳鞚� 瓿店皽鞁滌灔 毵り皝鞚� 鞎勲媽 頇曥爼霅� 歃濌秾鞐� 雽頃� 靹戈笀 鞗愳矞歆曥垬鞐� 霐半ジ 瓴冹澊霛缄碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 瓯半灅 頉� 氤搓碃鞚胳潃 齑� 21,090.4565欤茧ゼ 鞁れ氤挫湢7,408欤茧姅 鞎勳 鞕勳爠頌� 旆摑霅橃 鞎婌潃 鞝滍暅攵欤检嫕雼渼鞛呺媹雼�. 頃措嫻 氤搓碃電� 靹轨厴 16 攴滌爼鞐� 霐半澕 鞝滌稖霅橃棃鞙茧┌, 氤搓碃鞚胳潉 雽毽暅 氩曥爼雽毽澑鞚� 靹滊獏頄堨姷雼堧嫟.

Oshita Lindsey Harumi, Chief Accounting Officer de Franklin Resources, Inc. (BEN), a d茅clar茅 une op茅ration dat茅e du 31/08/2025 au cours de laquelle 2 328 actions ordinaires ont 茅t茅 c茅d茅es 脿 25,66 USD l'une. Le d茅p么t indique que la cession refl猫te une retenue fiscale sur des titres acquis et non une vente sur le march茅 ouvert. Apr猫s l'op茅ration, la personne d茅clar茅e d茅tenait 脿 titre b茅n茅ficiaire 21 090,4565 actions, dont 7 408 sont des unit茅s d'actions restreintes non acquises. Le rapport a 茅t茅 soumis en vertu des obligations de la Section 16 et a 茅t茅 sign茅 par un mandataire au nom de la personne d茅clar茅e.

Oshita Lindsey Harumi, Chief Accounting Officer von Franklin Resources, Inc. (BEN), meldete eine Transaktion vom 31.08.2025, bei der 2.328 Stammaktien zu je 25,66 USD ver盲u脽ert wurden. In der Meldung hei脽t es, die Ver盲u脽erung sei auf steuerliche Einbehaltung f眉r bereits erworbene Wertpapiere zur眉ckzuf眉hren und nicht auf einen Verkauf am offenen Markt. Nach der Transaktion hielt die meldepflichtige Person wirtschaftlich 21.090,4565 Aktien, davon 7.408 unvestete Restricted Stock Units. Der Bericht wurde gem盲脽 Abschnitt 16 eingereicht und von einem Bevollm盲chtigten im Namen der meldepflichtigen Person unterzeichnet.

Positive
  • Reporting person retains 21,090.4565 shares after the transaction, indicating continued ownership interest
  • 7,408 shares are unvested restricted stock units, showing ongoing compensation alignment with the company
Negative
  • None.

Insights

TL;DR: Routine tax-withholding disposition; limited immediate market impact and insider retains a material stake.

The transaction is a non-derivative disposition of 2,328 shares executed as tax withholding upon vesting, per the filer鈥檚 explanation. Because shares were withheld to satisfy tax obligations rather than sold on the open market, this is less likely to indicate a change in insider sentiment. The reporting person still beneficially owns 21,090.4565 shares, including 7,408 unvested RSUs, which maintains alignment with shareholder interests. For investors, this filing is informational and not a material signal of management selling behavior.

TL;DR: Transaction appears administrative (tax withholding) and consistent with standard equity compensation practices.

The Form 4 discloses a withholding-based disposition tied to vested equity, which is common for compensation tax obligations. The continued beneficial ownership including unvested RSUs suggests ongoing compensation linkage and retention incentives remain in place. No indications of unexpected departures, additional grants, or hedging arrangements are present in the filing. This disclosure aligns with routine governance transparency under Section 16.

Oshita Lindsey Harumi, Chief Accounting Officer di Franklin Resources, Inc. (BEN), ha segnalato una transazione datata 31/08/2025 in cui sono state cedute 2.328 azioni ordinarie a 25,66 USD ciascuna. La comunicazione precisa che la cessione riflette il prelievo fiscale su titoli maturati e non una vendita sul mercato aperto. Dopo l'operazione, la persona interessata deteneva beneficiariamente 21.090,4565 azioni, di cui 7.408 sono unit脿 di azioni ristrette non ancora maturate. La segnalazione 猫 stata presentata ai sensi degli obblighi della Sezione 16 ed 猫 stata firmata da un procuratore legale per conto della persona interessata.

Oshita Lindsey Harumi, Chief Accounting Officer de Franklin Resources, Inc. (BEN), inform贸 una operaci贸n con fecha 31/08/2025 en la que se dispusieron 2.328 acciones ordinarias a 25,66 USD por acci贸n. La presentaci贸n indica que la disposici贸n corresponde a retenci贸n fiscal sobre valores ya devengados y no a una venta en el mercado abierto. Tras la operaci贸n, la persona informante pose铆a beneficiariamente 21.090,4565 acciones, de las cuales 7.408 son unidades de acciones restringidas no consolidadas. El informe se present贸 conforme a los requisitos de la Secci贸n 16 y fue firmado por un apoderado en nombre de la persona informante.

鞓れ嫓韮 毽办 頃橂(氙�(Oshita Lindsey Harumi), Franklin Resources, Inc. (BEN)鞚� 斓滉碃須岅硠毂呾瀯鞛愲姅 2025-08-31鞛愲 氤错喌欤� 2,328欤茧ゼ 欤茧嫻 25.66雼煬鞐� 觳橂秳頃� 瓯半灅毳� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 頃措嫻 觳橂秳鞚� 瓿店皽鞁滌灔 毵り皝鞚� 鞎勲媽 頇曥爼霅� 歃濌秾鞐� 雽頃� 靹戈笀 鞗愳矞歆曥垬鞐� 霐半ジ 瓴冹澊霛缄碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 瓯半灅 頉� 氤搓碃鞚胳潃 齑� 21,090.4565欤茧ゼ 鞁れ氤挫湢7,408欤茧姅 鞎勳 鞕勳爠頌� 旆摑霅橃 鞎婌潃 鞝滍暅攵欤检嫕雼渼鞛呺媹雼�. 頃措嫻 氤搓碃電� 靹轨厴 16 攴滌爼鞐� 霐半澕 鞝滌稖霅橃棃鞙茧┌, 氤搓碃鞚胳潉 雽毽暅 氩曥爼雽毽澑鞚� 靹滊獏頄堨姷雼堧嫟.

Oshita Lindsey Harumi, Chief Accounting Officer de Franklin Resources, Inc. (BEN), a d茅clar茅 une op茅ration dat茅e du 31/08/2025 au cours de laquelle 2 328 actions ordinaires ont 茅t茅 c茅d茅es 脿 25,66 USD l'une. Le d茅p么t indique que la cession refl猫te une retenue fiscale sur des titres acquis et non une vente sur le march茅 ouvert. Apr猫s l'op茅ration, la personne d茅clar茅e d茅tenait 脿 titre b茅n茅ficiaire 21 090,4565 actions, dont 7 408 sont des unit茅s d'actions restreintes non acquises. Le rapport a 茅t茅 soumis en vertu des obligations de la Section 16 et a 茅t茅 sign茅 par un mandataire au nom de la personne d茅clar茅e.

Oshita Lindsey Harumi, Chief Accounting Officer von Franklin Resources, Inc. (BEN), meldete eine Transaktion vom 31.08.2025, bei der 2.328 Stammaktien zu je 25,66 USD ver盲u脽ert wurden. In der Meldung hei脽t es, die Ver盲u脽erung sei auf steuerliche Einbehaltung f眉r bereits erworbene Wertpapiere zur眉ckzuf眉hren und nicht auf einen Verkauf am offenen Markt. Nach der Transaktion hielt die meldepflichtige Person wirtschaftlich 21.090,4565 Aktien, davon 7.408 unvestete Restricted Stock Units. Der Bericht wurde gem盲脽 Abschnitt 16 eingereicht und von einem Bevollm盲chtigten im Namen der meldepflichtigen Person unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Oshita Lindsey Harumi

(Last) (First) (Middle)
ONE FRANKLIN PARKWAY

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FRANKLIN RESOURCES INC [ BEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.10 08/31/2025 F 2,328(1) D $25.66 21,090.4565(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
2. Of the amount of securities beneficially owned, 7,408 shares represent unvested restricted stock unit awards.
/s/ Virginia Rosas, Attorney-in-Fact 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Franklin Resources (BEN) insider report?

The filing reports a disposition of 2,328 common shares on 08/31/2025 at a price of $25.66 per share.

Why were the 2,328 shares disposed of by the reporting person?

The Form 4 states the disposition reflects payment of tax liability by withholding securities incident to vesting of an award.

How many shares does the reporting person own after the transaction?

Following the reported transaction the reporting person beneficially owned 21,090.4565 shares.

How many of the reporting person鈥檚 shares are unvested restricted stock units (RSUs)?

The filing discloses that 7,408 shares represent unvested restricted stock unit awards.

Who is the reporting person and what is their role at BEN?

The reporting person is Oshita Lindsey Harumi, identified as the Chief Accounting Officer of Franklin Resources, Inc.
Franklin Resources Inc

NYSE:BEN

BEN Rankings

BEN Latest News

BEN Latest SEC Filings

BEN Stock Data

13.36B
267.90M
48.35%
47.67%
3.91%
Asset Management
Investment Advice
United States
SAN MATEO