[SCHEDULE 13G] Azitra Inc SEC Filing
Alumni Capital LP, its general partner Alumni Capital GP LLC, and control person Ashkan Mapar filed a Schedule 13G reporting a deemed beneficial ownership of 2,605,586 shares of Azitra, Inc. common stock, representing 9.99% of the class. The reported position reflects shares the Fund may acquire under a Purchase Agreement and existing or to-be-issued Commitment Warrants, including a present right to acquire 849,700 shares on exercise of outstanding warrants. Ownership is subject to stated limits: a Warrant Ownership Limitation that caps ownership at 9.99% and a Purchase Agreement Ownership Limitation that currently caps purchases at 4.99% unless increased to 9.99% per the agreement.
Alumni Capital LP, il suo general partner Alumni Capital GP LLC e la persona di controllo Ashkan Mapar hanno depositato un Schedule 13G dichiarando una presunta titolarit脿 beneficiaria di 2.605.586 azioni ordinarie di Azitra, Inc., pari al 9,99% della classe. La posizione segnalata include azioni che il Fondo pu貌 acquisire ai sensi di un Purchase Agreement e tramite Commitment Warrants gi脿 esistenti o da emettere, compreso il diritto attuale ad acquisire 849.700 azioni mediante l鈥檈sercizio di warrant in circolazione. La propriet脿 猫 soggetta a limiti indicati: un Warrant Ownership Limitation che pone un tetto al 9,99% e un Purchase Agreement Ownership Limitation che al momento limita gli acquisti al 4,99%, salvo aumento fino al 9,99% secondo quanto previsto dall鈥檃ccordo.
Alumni Capital LP, su socio general Alumni Capital GP LLC y la persona de control Ashkan Mapar presentaron un Schedule 13G informando una titularidad beneficiaria considerada de 2.605.586 acciones ordinarias de Azitra, Inc., que representan el 9,99% de la clase. La posici贸n reportada refleja acciones que el Fondo puede adquirir bajo un Purchase Agreement y Commitment Warrants existentes o por emitirse, incluyendo el derecho actual a adquirir 849.700 acciones mediante el ejercicio de warrants en circulaci贸n. La propiedad est谩 sujeta a l铆mites establecidos: un Warrant Ownership Limitation que fija el tope en 9,99% y un Purchase Agreement Ownership Limitation que actualmente limita las compras al 4,99%, a menos que se aumente al 9,99% seg煤n el acuerdo.
Alumni Capital LP鞕� 攴� 鞚茧皹 韺岉姼雱� Alumni Capital GP LLC, 攴鸽Μ瓿� 韱奠牅甓岇瀽 Ashkan Mapar電� Schedule 13G毳� 鞝滌稖頃橃棳 Azitra, Inc. 氤错喌欤� 2,605,586欤检棎 雽�頃� 靷嫟靸� 氤挫湢毳� 氤搓碃頄堨溂氅� 鞚措姅 頃措嫻 韥措灅鞀れ潣 9.99%鞐� 頃措嫻頃╇媹雼�. 氤搓碃霅� 氤挫湢電� 韼�霌滉皜 Purchase Agreement鞐� 霐半澕 旆摑頃� 靾� 鞛堧姅 欤检嫕瓿� 旮办〈 霕愲姅 氚滍枆 鞓堨爼鞚� Commitment Warrants毳� 韽暔頃橂┌, 順勳灛 氙戈舶鞝� 鞗岆煱韸胳潣 頄夓偓搿� 849,700欤茧ゼ 旆摑頃� 甓岆Μ臧� 韽暔霅橃柎 鞛堨姷雼堧嫟. 氤挫湢電� 氇呾嫓霅� 鞝滍暅鞚� 鞝侅毄鞚� 氚涭姷雼堧嫟: 氤挫湢毳� 9.99%搿� 鞝滍暅頃橂姅 Warrant Ownership Limitation瓿� 順勳灛 甑Г毳� 4.99%搿� 鞝滍暅頃橂悩 瓿勳暯鞐� 霐半澕 9.99%搿� 靸來枼頃� 靾� 鞛堧姅 Purchase Agreement Ownership Limitation鞚� 鞛堨姷雼堧嫟.
Alumni Capital LP, son associ茅 commandit茅 Alumni Capital GP LLC et la personne de contr么le Ashkan Mapar ont d茅pos茅 un Schedule 13G d茅clarant une d茅tention r茅put茅e b茅n茅ficiaire de 2 605 586 actions ordinaires d鈥橝zitra, Inc., repr茅sentant 9,99% de la cat茅gorie. La position d茅clar茅e comprend des actions que le Fonds peut acqu茅rir en vertu d鈥檜n Purchase Agreement ainsi que des Commitment Warrants existants ou 脿 茅mettre, y compris le droit actuel d鈥檃cqu茅rir 849 700 actions par l鈥檈xercice de warrants en circulation. La d茅tention est soumise aux limites indiqu茅es : une Warrant Ownership Limitation plafonnant la participation 脿 9,99% et une Purchase Agreement Ownership Limitation qui limite actuellement les achats 脿 4,99%, sauf augmentation 脿 9,99% conform茅ment 脿 l鈥檃ccord.
Alumni Capital LP, dessen General Partner Alumni Capital GP LLC und die kontrollierende Person Ashkan Mapar reichten ein Schedule 13G ein und meldeten eine als vorteilhaft angesehene Beteiligung von 2.605.586 Aktien der Stammaktien von Azitra, Inc., was 9,99% der Klasse entspricht. Die gemeldete Position umfasst Aktien, die der Fonds gem盲脽 einem Purchase Agreement erwerben kann, sowie bestehende oder noch auszugebende Commitment Warrants, einschlie脽lich des gegenw盲rtigen Rechts, durch Aus眉bung ausstehender Warrants 849.700 Aktien zu erwerben. Das Eigentum unterliegt den angegebenen Beschr盲nkungen: einer Warrant Ownership Limitation, die die Beteiligung auf 9,99% begrenzt, und einer Purchase Agreement Ownership Limitation, die K盲ufe derzeit auf 4,99% beschr盲nkt, es sei denn, sie wird gem盲脽 Vereinbarung auf 9,99% erh枚ht.
- Clear disclosure of deemed beneficial ownership (2,605,586 shares, 9.99%) via Schedule 13G filing
- Specifies contractual rights and limits: Purchase Agreement and Commitment Warrants with explicit ownership caps
- Quantifies warrant exposure: right to acquire 849,700 shares via outstanding Commitment Warrants
- Includes certifications and signatures confirming accuracy and joint filing agreement
- No current outright ownership鈥攖he Fund does not own shares as of the filing date, holdings are contingent rights
- Ownership subject to multiple limits (Warrant Ownership Limitation at 9.99% and Purchase Agreement Ownership Limitation at 4.99% unless increased)
- Shared voting/dispositive power only; reporting persons report 0 sole voting or dispositive power
Insights
TL;DR: Reporting persons disclose a near-10% economic interest via warrants and an agreement, creating potential future share acquisition but no current outright ownership.
The filing reports 2,605,586 shares deemed beneficial under Rule 13d-3 because of a Purchase Agreement and Commitment Warrants. The Fund currently does not own shares outright but has the right to acquire 849,700 shares via outstanding warrants. The filing explicitly notes ownership ceilings: a 9.99% cap for warrants and a 4.99% purchase cap that can be raised to 9.99% with issuer consent or agreement. This is a controlled, contractual pathway to reach economic exposure without immediate voting or dispositive sole power.
TL;DR: Disclosure clarifies control relationships and contractual limits, complying with Schedule 13G requirements while disclaiming active control.
The filing identifies the reporting entities, their addresses, and citizenships, and states that the General Partner and controlling person share voting and dispositive power over the reported shares. Signatures by Ashkan Mapar certify the statements and include a joint filing agreement. The Certification asserts the position was not acquired to influence control. The disclosure of explicit ownership limits and the pecuniary-interest disclaimer are important governance details for shareholders assessing potential influence.
Alumni Capital LP, il suo general partner Alumni Capital GP LLC e la persona di controllo Ashkan Mapar hanno depositato un Schedule 13G dichiarando una presunta titolarit脿 beneficiaria di 2.605.586 azioni ordinarie di Azitra, Inc., pari al 9,99% della classe. La posizione segnalata include azioni che il Fondo pu貌 acquisire ai sensi di un Purchase Agreement e tramite Commitment Warrants gi脿 esistenti o da emettere, compreso il diritto attuale ad acquisire 849.700 azioni mediante l鈥檈sercizio di warrant in circolazione. La propriet脿 猫 soggetta a limiti indicati: un Warrant Ownership Limitation che pone un tetto al 9,99% e un Purchase Agreement Ownership Limitation che al momento limita gli acquisti al 4,99%, salvo aumento fino al 9,99% secondo quanto previsto dall鈥檃ccordo.
Alumni Capital LP, su socio general Alumni Capital GP LLC y la persona de control Ashkan Mapar presentaron un Schedule 13G informando una titularidad beneficiaria considerada de 2.605.586 acciones ordinarias de Azitra, Inc., que representan el 9,99% de la clase. La posici贸n reportada refleja acciones que el Fondo puede adquirir bajo un Purchase Agreement y Commitment Warrants existentes o por emitirse, incluyendo el derecho actual a adquirir 849.700 acciones mediante el ejercicio de warrants en circulaci贸n. La propiedad est谩 sujeta a l铆mites establecidos: un Warrant Ownership Limitation que fija el tope en 9,99% y un Purchase Agreement Ownership Limitation que actualmente limita las compras al 4,99%, a menos que se aumente al 9,99% seg煤n el acuerdo.
Alumni Capital LP鞕� 攴� 鞚茧皹 韺岉姼雱� Alumni Capital GP LLC, 攴鸽Μ瓿� 韱奠牅甓岇瀽 Ashkan Mapar電� Schedule 13G毳� 鞝滌稖頃橃棳 Azitra, Inc. 氤错喌欤� 2,605,586欤检棎 雽�頃� 靷嫟靸� 氤挫湢毳� 氤搓碃頄堨溂氅� 鞚措姅 頃措嫻 韥措灅鞀れ潣 9.99%鞐� 頃措嫻頃╇媹雼�. 氤搓碃霅� 氤挫湢電� 韼�霌滉皜 Purchase Agreement鞐� 霐半澕 旆摑頃� 靾� 鞛堧姅 欤检嫕瓿� 旮办〈 霕愲姅 氚滍枆 鞓堨爼鞚� Commitment Warrants毳� 韽暔頃橂┌, 順勳灛 氙戈舶鞝� 鞗岆煱韸胳潣 頄夓偓搿� 849,700欤茧ゼ 旆摑頃� 甓岆Μ臧� 韽暔霅橃柎 鞛堨姷雼堧嫟. 氤挫湢電� 氇呾嫓霅� 鞝滍暅鞚� 鞝侅毄鞚� 氚涭姷雼堧嫟: 氤挫湢毳� 9.99%搿� 鞝滍暅頃橂姅 Warrant Ownership Limitation瓿� 順勳灛 甑Г毳� 4.99%搿� 鞝滍暅頃橂悩 瓿勳暯鞐� 霐半澕 9.99%搿� 靸來枼頃� 靾� 鞛堧姅 Purchase Agreement Ownership Limitation鞚� 鞛堨姷雼堧嫟.
Alumni Capital LP, son associ茅 commandit茅 Alumni Capital GP LLC et la personne de contr么le Ashkan Mapar ont d茅pos茅 un Schedule 13G d茅clarant une d茅tention r茅put茅e b茅n茅ficiaire de 2 605 586 actions ordinaires d鈥橝zitra, Inc., repr茅sentant 9,99% de la cat茅gorie. La position d茅clar茅e comprend des actions que le Fonds peut acqu茅rir en vertu d鈥檜n Purchase Agreement ainsi que des Commitment Warrants existants ou 脿 茅mettre, y compris le droit actuel d鈥檃cqu茅rir 849 700 actions par l鈥檈xercice de warrants en circulation. La d茅tention est soumise aux limites indiqu茅es : une Warrant Ownership Limitation plafonnant la participation 脿 9,99% et une Purchase Agreement Ownership Limitation qui limite actuellement les achats 脿 4,99%, sauf augmentation 脿 9,99% conform茅ment 脿 l鈥檃ccord.
Alumni Capital LP, dessen General Partner Alumni Capital GP LLC und die kontrollierende Person Ashkan Mapar reichten ein Schedule 13G ein und meldeten eine als vorteilhaft angesehene Beteiligung von 2.605.586 Aktien der Stammaktien von Azitra, Inc., was 9,99% der Klasse entspricht. Die gemeldete Position umfasst Aktien, die der Fonds gem盲脽 einem Purchase Agreement erwerben kann, sowie bestehende oder noch auszugebende Commitment Warrants, einschlie脽lich des gegenw盲rtigen Rechts, durch Aus眉bung ausstehender Warrants 849.700 Aktien zu erwerben. Das Eigentum unterliegt den angegebenen Beschr盲nkungen: einer Warrant Ownership Limitation, die die Beteiligung auf 9,99% begrenzt, und einer Purchase Agreement Ownership Limitation, die K盲ufe derzeit auf 4,99% beschr盲nkt, es sei denn, sie wird gem盲脽 Vereinbarung auf 9,99% erh枚ht.
FAQ
How many Azitra (AZTR) shares are reported and what percent of the class does that represent?
Does Alumni Capital currently own the reported Azitra shares outright?
How many shares can the Fund acquire via outstanding warrants?
What ownership limits apply to the Fund under the agreements?
Who are the reporting persons and where are they located?
What outstanding share count did the filing reference when calculating the percentage?
