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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): July 3, 2025
AZITRA,
INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-41705 |
|
46-4478536 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
21
Business Park Drive
Branford,
CT 06405
(Address
of principal executive offices)(Zip Code)
(203)
646-6446
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock: Par value $0.0001 |
|
AZTR |
|
NYSE
American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
July 3, 2025, Azitra, Inc. (the “Company”), reconvened its 2025 annual meeting of stockholders (the “Reconvened Annual
Meeting”), which was initially held on June 23, 2025 and adjourned to July 3, 2025 to allow additional time for the stockholders
to vote on Proposal No. 2. At the Reconvened Annual Meeting, the Company’s stockholders adopted Proposal No. 2, which is an amendment
to the Company’s Second Amended and Restated Certificate of Incorporation (as amended, the “Certificate of Incorporation”)
to increase the authorized number of shares of the Company’s common stock from 100,000,000 shares to 200,000,000 shares (the “Authorized
Share Increase”). Following the Reconvened Annual Meeting, the Company filed with the Secretary of State of the State of Delaware
a Certificate of Amendment to its Certificate of Incorporation to implement the Authorized Share Increase.
The
information set forth herein is qualified in its entirety by reference to the complete text of the Certificate of Amendment to implement
the Authorized Share Increase, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated by reference
herein.
Item
5.07 Submission of Matters to a Vote of Security Holders.
At
the Reconvened Annual Meeting, proxies had been submitted by stockholders representing over one-third of the shares of the Company’s
common stock outstanding and entitled to vote, which constituted a quorum. The final voting result on Proposal No. 2 submitted to stockholders
at the Reconvened Annual Meeting is set forth below.
Proposal
No. 2. Stockholders adopted an amendment to the Company’s Second Amended and Restated Certificate of Incorporation (as amended)
to increase the authorized number of shares of the Company’s common stock from 100,000,000 shares to 200,000,000 shares, with shares
voted as follows:
Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-Votes |
1,090,701 |
|
278,960 |
|
2,607 |
|
7,217,442 |
Item.
9.01. Financial Statements and Exhibits.
(d)
Exhibits:
Exhibit
Number |
|
Description |
3.1 |
|
Certificate of Amendment filed with the Delaware Secretary of State on July 3, 2025 |
104 |
|
Cover
Page Interactive Data File (formatted as inline XBRL). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
AZITRA,
INC. |
|
|
|
Dated:
July 3, 2025 |
By: |
/s/
Francisco D. Salva |
|
|
Francisco
D. Salva |
|
|
Chief
Executive Officer |