AG˹ٷ

STOCK TITAN

[Form 4] Associated Banc-Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Associated Banc-Corp director and Executive Vice President John A. Utz reported an insider transaction on Form 4 showing a purchase of 53.7318 shares of the issuer's common stock at a price of $25.079 on 08/15/2025. After the reported transaction, the filing shows 116,227.6639 shares beneficially owned directly. The report also discloses indirect beneficial ownership of 15,367.72 shares held in a 401(k) plan. The filing notes the purchase was made under the company's Employee Stock Purchase Plan and is signed by an attorney-in-fact on 08/18/2025.

John A. Utz, direttore ed Executive Vice President di Associated Banc-Corp, ha dichiarato un'operazione insider nel modulo Form 4: un acquisto di 53.7318 azioni dell'azionariato ordinario della società al prezzo di $25.079 in data 08/15/2025. Dopo l'operazione, la comunicazione riporta la proprietà beneficiaria diretta di 116,227.6639 azioni. Il rapporto segnala inoltre una proprietà beneficiaria indiretta di 15,367.72 azioni detenute in un piano 401(k). La registrazione indica che l'acquisto è avvenuto tramite l'Employee Stock Purchase Plan dell'azienda ed è stata firmata da un procuratore il 08/18/2025.

John A. Utz, director y vicepresidente ejecutivo de Associated Banc-Corp, informó una operación de insider en el Form 4: la compra de 53.7318 acciones de las acciones ordinarias de la emisora a un precio de $25.079 el 08/15/2025. Tras la operación, el documento muestra la titularidad beneficiaria directa de 116,227.6639 acciones. El informe también revela una titularidad beneficiaria indirecta de 15,367.72 acciones mantenidas en un plan 401(k). Se indica que la compra se realizó bajo el Employee Stock Purchase Plan de la compañía y que el formulario fue firmado por un apoderado el 08/18/2025.

Associated Banc-Corp� 이사이자 부사장(Executive Vice President)� John A. Utz� Form 4� 내부� 거래� 보고했습니다. 보고서에 따르� 발행회사� 보통� 53.7318�� 주당 $25.07908/15/2025� 매수했습니다. 해당 거래 이후 보고서에� 직접적으� 116,227.6639�� 실질 보유하고 있는 것으� 기재되어 있습니다. 보고서는 또한 401(k) 플랜� 보유� 15,367.72�� 간접� 실질 보유� 공개하고 있습니다. 매수� 회사� Employee Stock Purchase Plan� 통해 이루어졌으며, 08/18/2025� 권한대행자(attorney-in-fact)가 서명했습니다.

John A. Utz, administrateur et vice-président exécutif d'Associated Banc-Corp, a déclaré une opération d'initié sur le formulaire Form 4 : l'achat de 53.7318 actions des actions ordinaires de l'émetteur au prix de $25.079 le 08/15/2025. Après la transaction signalée, le dossier indique une détention bénéficiaire directe de 116,227.6639 actions. Le rapport révèle également une détention bénéficiaire indirecte de 15,367.72 actions détenues dans un plan 401(k). Il est précisé que l'achat a été réalisé dans le cadre du Employee Stock Purchase Plan de la société et que le document a été signé par un attorney-in-fact le 08/18/2025.

John A. Utz, Direktor und Executive Vice President von Associated Banc-Corp, meldete eine Insider-Transaktion in Formular 4: den Kauf von 53.7318 Aktien des Stammkapitals des Emittenten zum Preis von $25.079 am 08/15/2025. Nach der gemeldeten Transaktion weist die Einreichung einen direkt wirtschaftlich gehaltenen Bestand von 116,227.6639 Aktien aus. Der Bericht offenbart außerdem eine indirekte wirtschaftliche Beteiligung von 15,367.72 Aktien, die in einem 401(k)-Plan gehalten werden. Die Einreichung vermerkt, dass der Kauf über den Employee Stock Purchase Plan des Unternehmens erfolgte und am 08/18/2025 von einem Attorney-in-Fact unterzeichnet wurde.

Positive
  • None.
Negative
  • None.

Insights

Insider purchased a small number of shares via an employee plan; ownership remains large and largely unchanged.

The transaction is a routine employee stock purchase of 53.7318 shares at $25.079 under the company's Employee Stock Purchase Plan. The reported post-transaction direct beneficial ownership of 116,227.6639 shares indicates the reporting person already holds a substantial stake. This type of purchase typically signals continued participation in company compensation programs rather than a material change in ownership or strategy.

Disclosure is standard and compliant; transaction was executed via an employee purchase plan and properly reported.

The Form 4 contains required details: transaction date, amount, price, and ownership following the transaction, plus indirect holdings in a 401(k) plan. The explanation states the purchase was made through the Employee Stock Purchase Plan and the form is signed by an authorized attorney-in-fact, reflecting routine insider reporting practices.

John A. Utz, direttore ed Executive Vice President di Associated Banc-Corp, ha dichiarato un'operazione insider nel modulo Form 4: un acquisto di 53.7318 azioni dell'azionariato ordinario della società al prezzo di $25.079 in data 08/15/2025. Dopo l'operazione, la comunicazione riporta la proprietà beneficiaria diretta di 116,227.6639 azioni. Il rapporto segnala inoltre una proprietà beneficiaria indiretta di 15,367.72 azioni detenute in un piano 401(k). La registrazione indica che l'acquisto è avvenuto tramite l'Employee Stock Purchase Plan dell'azienda ed è stata firmata da un procuratore il 08/18/2025.

John A. Utz, director y vicepresidente ejecutivo de Associated Banc-Corp, informó una operación de insider en el Form 4: la compra de 53.7318 acciones de las acciones ordinarias de la emisora a un precio de $25.079 el 08/15/2025. Tras la operación, el documento muestra la titularidad beneficiaria directa de 116,227.6639 acciones. El informe también revela una titularidad beneficiaria indirecta de 15,367.72 acciones mantenidas en un plan 401(k). Se indica que la compra se realizó bajo el Employee Stock Purchase Plan de la compañía y que el formulario fue firmado por un apoderado el 08/18/2025.

Associated Banc-Corp� 이사이자 부사장(Executive Vice President)� John A. Utz� Form 4� 내부� 거래� 보고했습니다. 보고서에 따르� 발행회사� 보통� 53.7318�� 주당 $25.07908/15/2025� 매수했습니다. 해당 거래 이후 보고서에� 직접적으� 116,227.6639�� 실질 보유하고 있는 것으� 기재되어 있습니다. 보고서는 또한 401(k) 플랜� 보유� 15,367.72�� 간접� 실질 보유� 공개하고 있습니다. 매수� 회사� Employee Stock Purchase Plan� 통해 이루어졌으며, 08/18/2025� 권한대행자(attorney-in-fact)가 서명했습니다.

John A. Utz, administrateur et vice-président exécutif d'Associated Banc-Corp, a déclaré une opération d'initié sur le formulaire Form 4 : l'achat de 53.7318 actions des actions ordinaires de l'émetteur au prix de $25.079 le 08/15/2025. Après la transaction signalée, le dossier indique une détention bénéficiaire directe de 116,227.6639 actions. Le rapport révèle également une détention bénéficiaire indirecte de 15,367.72 actions détenues dans un plan 401(k). Il est précisé que l'achat a été réalisé dans le cadre du Employee Stock Purchase Plan de la société et que le document a été signé par un attorney-in-fact le 08/18/2025.

John A. Utz, Direktor und Executive Vice President von Associated Banc-Corp, meldete eine Insider-Transaktion in Formular 4: den Kauf von 53.7318 Aktien des Stammkapitals des Emittenten zum Preis von $25.079 am 08/15/2025. Nach der gemeldeten Transaktion weist die Einreichung einen direkt wirtschaftlich gehaltenen Bestand von 116,227.6639 Aktien aus. Der Bericht offenbart außerdem eine indirekte wirtschaftliche Beteiligung von 15,367.72 Aktien, die in einem 401(k)-Plan gehalten werden. Die Einreichung vermerkt, dass der Kauf über den Employee Stock Purchase Plan des Unternehmens erfolgte und am 08/18/2025 von einem Attorney-in-Fact unterzeichnet wurde.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Utz John A.

(Last) (First) (Middle)
ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $0.01 Par Value 08/15/2025 J(1) V 53.7318 A $25.079 116,227.6639 D
Common Stock $0.01 Par Value 15,367.72 I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did John A. Utz report on the Form 4 for ASB?

The Form 4 reports a purchase of 53.7318 shares of Associated Banc-Corp common stock at $25.079 on 08/15/2025.

How many shares does John A. Utz beneficially own after the reported transaction?

The filing shows 116,227.6639 shares beneficially owned following the reported transaction.

Does the filing disclose any indirect holdings for John A. Utz?

Yes. The Form 4 discloses indirect beneficial ownership of 15,367.72 shares held in a 401(k) plan.

Under what plan was the share purchase made?

The explanation states the shares were purchased within the issuer's Employee Stock Purchase Plan.

Who signed the Form 4 and when was it signed?

The Form 4 is signed by Lynn M. Floeter, attorney-in-fact for John A. Utz on 08/18/2025.
Associated Banc Corp

NYSE:ASB

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4.43B
164.25M
0.78%
86.78%
3.39%
Banks - Regional
State Commercial Banks
United States
GREEN BAY