AG˹ٷ

STOCK TITAN

[Form 4] Aptevo Therapeutics Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Aptevo Therapeutics director John Niederhuber was reported to have acquired 7,200 restricted stock units (RSUs) on 08/06/2025. Each RSU converts one-for-one into common stock, and the transaction is recorded as an acquisition at a $0 price, indicating no cash was paid for the award. The filing shows the resulting beneficial interest as 7,200 RSUs held in a direct ownership form.

The RSUs are described to vest in full on the first anniversary of the grant, at which point they will convert into 7,200 common shares if the vesting conditions are satisfied. The Form 4 is filed by a single reporting person and contains only this equity award; it does not provide information on total outstanding shares or percentage ownership, so the document alone does not quantify dilution or ownership percentage.

Il direttore di Aptevo Therapeutics, John Niederhuber, risulta aver acquisito 7,200 restricted stock units (RSU) il 08/06/2025. Ogni RSU si converte una a una in azioni ordinarie, e l'operazione è registrata come un'acquisizione a prezzo di $0, indicando che non è stato corrisposto denaro per l'assegnazione. Il deposito mostra l'interesse beneficiario risultante come 7,200 RSU detenute in forma di proprietà diretta.

Le RSU sono descritte come soggette a maturazione completa al primo anniversario della concessione, momento in cui si convertiranno in 7,200 azioni ordinarie se le condizioni di vesting saranno soddisfatte. Il Form 4 è presentato da un unico soggetto segnalante e contiene soltanto questo premio azionario; non fornisce informazioni sul totale delle azioni in circolazione o sulla percentuale di proprietà, quindi il documento da solo non quantifica la diluizione o la percentuale di possesso.

Se informó que John Niederhuber, director de Aptevo Therapeutics, adquirió 7,200 unidades restringidas de acciones (RSU) el 08/06/2025. Cada RSU se convierte una a una en acciones ordinarias, y la operación se registra como una adquisición a precio de $0, lo que indica que no se pagó efectivo por la concesión. El formulario muestra el interés beneficiario resultante como 7,200 RSU en forma de propiedad directa.

Las RSU se describen como que vencen por completo en el primer aniversario de la concesión, momento en que se convertirán en 7,200 acciones ordinarias si se cumplen las condiciones de adquisición de derechos. El Form 4 lo presenta una única persona informante y contiene solo este premio de capital; no proporciona información sobre el total de acciones en circulación ni sobre el porcentaje de propiedad, por lo que el documento por sí solo no cuantifica la dilución ni la participación porcentual.

Aptevo Therapeutics 이사 John Niederhuber가 08/06/2025� 7,200개의 제한부 주식 단위(RSU)� 취득� 것으� 보고되었습니�. � RSU� 보통주로 1대1 전환되며, 거래� $0 가�으로 취득으로 기록되어 수여� 대� 현금� 지급되지 않았음을 나타냅니�. 제출 서류에는 그로 인한 수익� 이익� 직접 소유 형태� 보유� 7,200 RSU� 표시되어 있습니다.

� RSU� 부여일로부� � 번째 기념일에 전액 베스�되는 것으� 설명되어 있으�, 베스� 조건� 충족되면 � 시점� 7,200주의 보통주로 전환됩니�. Form 4� 단일 보고자가 제출했으� � 지� 수여� 포함하고 있습니다; � 발행 주식 수나 소유 비율� 대� 정보� 제공하지 않으므� 문서만으� 희석 효과� 소유 비율� 산정� � 없습니다.

John Niederhuber, administrateur d'Aptevo Therapeutics, aurait acquis le 08/06/2025 7,200 restricted stock units (RSU). Chaque RSU se convertit une pour une en actions ordinaires, et la transaction est enregistrée comme une acquisition à prix de 0 $, ce qui indique qu'aucun paiement en espèces n'a été effectué pour l'attribution. Le dépôt montre l'intérêt bénéficiaire résultant comme 7,200 RSU détenues en propriété directe.

Les RSU sont décrites comme totales au premier anniversaire de l'octroi, moment auquel elles seront converties en 7,200 actions ordinaires si les conditions d'acquisition sont remplies. Le Form 4 est déposé par une seule personne déclarante et ne contient que cette attribution d'actions ; il ne fournit pas d'informations sur le nombre total d'actions en circulation ni sur le pourcentage de participation, aussi le document seul ne permet-il pas de quantifier la dilution ou le pourcentage de détention.

John Niederhuber, Direktor von Aptevo Therapeutics, wird berichtet, am 08/06/2025 7,200 Restricted Stock Units (RSUs) erworben zu haben. Jede RSU wandelt sich eins zu eins in Stammaktien um, und die Transaktion ist als Erwerb zu einem Preis von $0 verbucht, was darauf hinweist, dass für die Zuwendung kein Bargeld gezahlt wurde. Die Meldung weist das sich ergebende wirtschaftliche Interesse als 7,200 RSUs in Form direkten Eigentums aus.

Die RSUs sind beschrieben als vollständig am ersten Jahrestag der Gewährung zu vesten, zu welchem Zeitpunkt sie, sofern die Vesting-Bedingungen erfüllt sind, in 7,200 Stammaktien umgewandelt werden. Das Form 4 wird von einer einzelnen meldenden Person eingereicht und enthält nur diese Aktienzuteilung; es enthält keine Angaben zu den insgesamt ausstehenden Aktien oder zum Eigentumsanteil, sodass das Dokument allein die Verwässerung oder den Besitzanteil nicht quantifiziert.

Positive
  • 7,200 RSUs granted with explicit one-for-one conversion to common stock, providing clear share equivalence.
  • Vesting in full on the first anniversary gives a defined timetable for when RSUs convert to shares.
  • Reported as acquisition at $0 price, indicating the award was granted without cash payment.
Negative
  • None.

Insights

TL;DR: Director received a routine 7,200 RSU award vesting in one year; filing lacks share-count context to judge materiality.

The filing documents a standard equity-based compensation award: 7,200 RSUs convertible 1-for-1 to common stock, reported as an acquisition with a $0 price, and vesting in full one year after grant. From a compensation-structure perspective, the disclosure is complete regarding grant size and vesting timetable, but the Form 4 does not include outstanding share counts or percentages, so this single data point cannot determine potential dilution or material impact on shareholder value.

TL;DR: Routine director equity grant; clear vesting schedule disclosed, but filing provides no context on ownership percentage or governance impact.

The document shows a director-level equity award intended to vest after one year, with ownership recorded as direct. It discloses the mechanics (1-for-1 conversion, vesting date, and acquisition code) required for transparency under Section 16 reporting. The filing does not show additional transactions, related-party terms, or any restrictions beyond the stated vesting, and it does not provide metrics needed to assess whether the grant is unusually large for governance or shareholder considerations.

Il direttore di Aptevo Therapeutics, John Niederhuber, risulta aver acquisito 7,200 restricted stock units (RSU) il 08/06/2025. Ogni RSU si converte una a una in azioni ordinarie, e l'operazione è registrata come un'acquisizione a prezzo di $0, indicando che non è stato corrisposto denaro per l'assegnazione. Il deposito mostra l'interesse beneficiario risultante come 7,200 RSU detenute in forma di proprietà diretta.

Le RSU sono descritte come soggette a maturazione completa al primo anniversario della concessione, momento in cui si convertiranno in 7,200 azioni ordinarie se le condizioni di vesting saranno soddisfatte. Il Form 4 è presentato da un unico soggetto segnalante e contiene soltanto questo premio azionario; non fornisce informazioni sul totale delle azioni in circolazione o sulla percentuale di proprietà, quindi il documento da solo non quantifica la diluizione o la percentuale di possesso.

Se informó que John Niederhuber, director de Aptevo Therapeutics, adquirió 7,200 unidades restringidas de acciones (RSU) el 08/06/2025. Cada RSU se convierte una a una en acciones ordinarias, y la operación se registra como una adquisición a precio de $0, lo que indica que no se pagó efectivo por la concesión. El formulario muestra el interés beneficiario resultante como 7,200 RSU en forma de propiedad directa.

Las RSU se describen como que vencen por completo en el primer aniversario de la concesión, momento en que se convertirán en 7,200 acciones ordinarias si se cumplen las condiciones de adquisición de derechos. El Form 4 lo presenta una única persona informante y contiene solo este premio de capital; no proporciona información sobre el total de acciones en circulación ni sobre el porcentaje de propiedad, por lo que el documento por sí solo no cuantifica la dilución ni la participación porcentual.

Aptevo Therapeutics 이사 John Niederhuber가 08/06/2025� 7,200개의 제한부 주식 단위(RSU)� 취득� 것으� 보고되었습니�. � RSU� 보통주로 1대1 전환되며, 거래� $0 가�으로 취득으로 기록되어 수여� 대� 현금� 지급되지 않았음을 나타냅니�. 제출 서류에는 그로 인한 수익� 이익� 직접 소유 형태� 보유� 7,200 RSU� 표시되어 있습니다.

� RSU� 부여일로부� � 번째 기념일에 전액 베스�되는 것으� 설명되어 있으�, 베스� 조건� 충족되면 � 시점� 7,200주의 보통주로 전환됩니�. Form 4� 단일 보고자가 제출했으� � 지� 수여� 포함하고 있습니다; � 발행 주식 수나 소유 비율� 대� 정보� 제공하지 않으므� 문서만으� 희석 효과� 소유 비율� 산정� � 없습니다.

John Niederhuber, administrateur d'Aptevo Therapeutics, aurait acquis le 08/06/2025 7,200 restricted stock units (RSU). Chaque RSU se convertit une pour une en actions ordinaires, et la transaction est enregistrée comme une acquisition à prix de 0 $, ce qui indique qu'aucun paiement en espèces n'a été effectué pour l'attribution. Le dépôt montre l'intérêt bénéficiaire résultant comme 7,200 RSU détenues en propriété directe.

Les RSU sont décrites comme totales au premier anniversaire de l'octroi, moment auquel elles seront converties en 7,200 actions ordinaires si les conditions d'acquisition sont remplies. Le Form 4 est déposé par une seule personne déclarante et ne contient que cette attribution d'actions ; il ne fournit pas d'informations sur le nombre total d'actions en circulation ni sur le pourcentage de participation, aussi le document seul ne permet-il pas de quantifier la dilution ou le pourcentage de détention.

John Niederhuber, Direktor von Aptevo Therapeutics, wird berichtet, am 08/06/2025 7,200 Restricted Stock Units (RSUs) erworben zu haben. Jede RSU wandelt sich eins zu eins in Stammaktien um, und die Transaktion ist als Erwerb zu einem Preis von $0 verbucht, was darauf hinweist, dass für die Zuwendung kein Bargeld gezahlt wurde. Die Meldung weist das sich ergebende wirtschaftliche Interesse als 7,200 RSUs in Form direkten Eigentums aus.

Die RSUs sind beschrieben als vollständig am ersten Jahrestag der Gewährung zu vesten, zu welchem Zeitpunkt sie, sofern die Vesting-Bedingungen erfüllt sind, in 7,200 Stammaktien umgewandelt werden. Das Form 4 wird von einer einzelnen meldenden Person eingereicht und enthält nur diese Aktienzuteilung; es enthält keine Angaben zu den insgesamt ausstehenden Aktien oder zum Eigentumsanteil, sodass das Dokument allein die Verwässerung oder den Besitzanteil nicht quantifiziert.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Niederhuber John

(Last) (First) (Middle)
2401 4TH AVENUE
SUITE 1050

(Street)
SEATTLE WA 98121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptevo Therapeutics Inc. [ APVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 08/06/2025 A 7,200 (2) (2) Common Stock 7,200 $0 7,200 D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
2. The RSUs vest in full on the first anniversary of the date of grant.
/s/ SoYoung Kwon, Attorney-in-Fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did APVO insider John Niederhuber acquire?

He acquired 7,200 restricted stock units (RSUs) that convert one-for-one into Aptevo common stock.

When do the RSUs vest for APVO (APVO)?

The RSUs vest in full on the first anniversary of the grant date.

Was any cash paid for the RSU award?

No; the transaction is reported at a $0 price, indicating no cash consideration was paid.

How are the RSUs reported on the Form 4?

They are listed as derivative securities acquired (Transaction Code A), with 7,200 derivative securities beneficially owned following the transaction and ownership held directly.

Does the Form 4 show Niederhuber's percentage ownership of APVO?

No; the filing discloses the number of RSUs but does not provide total outstanding shares or percentage ownership.

Was this filing made by multiple reporting persons?

No; the Form indicates it was filed by one reporting person.
Aptevo Therapeutics Inc

NASDAQ:APVO

APVO Rankings

APVO Latest News

APVO Latest SEC Filings

APVO Stock Data

7.00M
2.86M
0%
0.05%
4.98%
Biotechnology
Pharmaceutical Preparations
United States
SEATTLE