Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial’s success hinges on one metric: trust. Every quarter the firm discloses how its 10,000-plus advisors grow client assets, how fee-based revenue reacts to market swings, and how capital supports insurance and wealth solutions. These nuanced numbers hide inside Ameriprise Financial SEC filings explained simply on Stock Titan.
Our platform pairs AI-powered summaries with full-text search, so understanding Ameriprise Financial SEC documents with AI feels intuitive. Need the Ameriprise Financial annual report 10-K simplified to pinpoint assets under management or advisor retention? Or the latest Ameriprise Financial quarterly earnings report 10-Q filing to gauge net inflows? Each document is tagged by topic, risk factors are highlighted, and Ameriprise Financial 8-K material events explained arrive via real-time filing updates minutes after they reach EDGAR.
Investors often ask where to track Ameriprise Financial insider trading Form 4 transactions. Stock Titan surfaces Ameriprise Financial Form 4 insider transactions real-time, including Ameriprise Financial executive stock transactions Form 4, so you can monitor buying or selling ahead of earnings calls. During proxy season we link directly to the Ameriprise Financial proxy statement executive compensation for quick comparisons of pay versus performance.
Whether you’re conducting Ameriprise Financial earnings report filing analysis, comparing fee trends quarter-over-quarter, or scanning footnotes for regulatory capital ratios, our AI digests, expert commentary and alert system convert dense disclosures into actionable insight—saving hours and sharpening decisions.
Air Industries Group (AIRI) filed a Form S-8 on 31 Jul 2025 to register 300,000 additional shares of common stock for issuance under its 2022 Equity Incentive Plan. The amendment, approved at the 2024 annual meeting, raises the plan’s share reserve from 350,000 to 650,000.
The company is classified as a non-accelerated filer and smaller reporting company. The filing automatically incorporates by reference AIRI’s 2024 Form 10-K, Q1-25 Form 10-Q, numerous 2025 Form 8-Ks, and its 2025 definitive proxy, ensuring that all subsequent Exchange Act filings will also be deemed incorporated until the offering is completed or withdrawn.
Key exhibits include: (1) legal opinion from Ellenoff Grossman & Schole LLP, (2) the amended 2022 Equity Incentive Plan, (3) auditor consent from Marcum LLP, and (4) the Rule 457 filing-fee table. Part II outlines Nevada law–based indemnification provisions for directors and officers and confirms the company carries D&O insurance. Standard undertakings commit AIRI to file post-effective amendments if material changes arise.
On July 23 2025, Avery Dennison Corporation (NYSE: AVY) filed an 8-K disclosing that its Board of Directors appointed David Flitman as a new non-employee director, effective the same day. The Governance Committee recommended the appointment and Mr. Flitman will serve until the 2026 Annual Meeting.
In line with the company’s non-employee director compensation policy, Mr. Flitman received a prorated equity award of 765 restricted stock units that will cliff-vest on the first anniversary of the grant date. He will also be eligible for the standard cash and equity retainers described in the March 7 2025 proxy statement.
A press release announcing the appointment is included as Exhibit 99.1. No financial results, strategic transactions, or other material events were reported in this filing.
On 10 July 2025, Ameriprise Financial Inc. (AMP) Executive Vice President & Chief Information Officer Gerard P. Smyth filed a Form 4 reporting routine equity-compensation transactions.
- 203.5666 phantom stock units were converted into the same number of common shares (Transaction Code M).
- 88.5666 of those shares were immediately withheld/disposed (Code F) at $542.51 per share to satisfy tax obligations.
- Net result: a direct ownership increase of �115.0 shares, taking Smyth’s direct holdings to 9,135 AMP shares.
- After the exercise, Smyth still holds 887.3788 phantom stock units under Ameriprise’s Deferred Compensation Plan.
The transactions were executed under the company’s compensation plan, involve no open-market activity, and represent an immaterial fraction of Ameriprise’s ~106 million-share float. Market impact is therefore expected to be minimal, though the net share addition modestly aligns executive interests with shareholders.
Form 4 Highlights � ServiceTitan, Inc. (TTAN)
On 10-11 July 2025, investment entities affiliated with Bessemer Venture Partners (collectively the “Bessemer Funds�), a 10% beneficial owner of ServiceTitan, disclosed open-market sales of the company’s Class A common stock.
- Total shares sold: 93,648
- Sale dates & weighted average prices: 10 Jul 2025 � 84,942 sh at $111.05-$112.59; 11 Jul 2025 � 8,706 sh at $110.24
- Price range: $110.00 - $112.70
- Remaining beneficial ownership (post-sale): 7,966,334 shares across the Bessemer Funds (approx. 8.0 million sh) comprising:
- BVP VIII � 3,529,523 sh
- BVP VIII Institutional � 4,244,762 sh
- 15 Angels II � 191,810 sh
- Cloud All Star Fund � 189,399 sh
The transactions represent roughly 1.1 % of the group’s prior holdings and were executed well above $110 per share. No derivative transactions were reported, and the Bessemer Funds continue to hold a significant stake, retaining board-level influence as 10 % owners.
No information regarding company fundamentals or upcoming catalysts was provided in this filing; the disclosure is limited to insider sales required under Section 16.
Ameriprise Financial, Inc. (AMP) � Form 4 insider transaction
On 10 July 2025, Joseph E. Sweeney, President � AWM Products & Services, reported two transactions involving Ameriprise common stock:
- Code “M�: conversion of 309.0202 phantom stock units into an equal number of AMP common shares (acquisition).
- Code “F�: disposition of 145.0202 shares at $542.51 per share to cover withholding taxes.
After these trades, Sweeney directly owns 7,546.0202 AMP shares and indirectly holds an estimated 294.56 shares through the company’s 401(k) plan. He also retains 772.5522 phantom stock units that will be settled in AMP shares upon termination or a future elected date.
The filing reflects a net increase of 164.0 shares in the insider’s direct ownership. No other material corporate events, earnings data, or strategic disclosures are included.
Ameriprise Financial (AMP) � Form 4 filing dated 07/14/2025
Officer William F. Truscott, CEO of Global Asset Management, reported routine equity-compensation activity on 07/10/2025. He exercised 529.7775 phantom-stock units (Code M) into common shares and forfeited 243.7775 shares (Code F) for tax withholding. Net result is an incremental holding of roughly +286 shares. Post-transaction ownership stands at 5,351.7775 direct shares, plus 11,047 indirect shares via an LLC and about 305 shares in the company 401(k) plan. No open-market purchase or sale occurred; the filing reflects normal vesting under the Ameriprise deferred-compensation program.
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