[144] Astera Labs, Inc. SEC Filing

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

144

07/10/2025 - 08:30 PM

144: Filer Information

Filer CIK

Filer CCC

Is this a LIVE or TEST Filing?

LIVE TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Common Stock

J.P. Morgan Securities LLC
390 Madison Avenue, 6th Floor
New York NY 10017

394050

34581828

164916814

05/14/2025

NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Common Stock

05/03/2022

Transfer to the Mohan & Samant 2022 Living Trust

Jitendra Mohan, who acquired from Issuer as Founder Shares on 11/21/2017

61055

05/03/2022

N/A

Common Stock

06/11/2021

Transfer to The M. Sharma 2021 Irrevocable Trust

Jitendra Mohan, who acquired from Issuer as Founder Shares on 11/21/2017

61052

06/11/2021

N/A

Common Stock

06/11/2021

Transfer to The T. Sharma 2021 Irrevocable Trust

Jitendra Mohan, who acquired from Issuer as Founder Shares on 11/21/2017

61052

06/11/2021

N/A

Common Stock

03/29/2022

Transfer to the Mihir 2022 Irrevocable Trust

Jitendra Mohan, who acquired from Issuer as Founder Shares on 11/21/2017

61052

03/29/2022

N/A

Common Stock

03/29/2022

Transfer to the Tanay 2022 Irrevocable Trust

Jitendra Mohan, who acquired from Issuer as Founder Shares on 11/21/2017

61052

03/29/2022

N/A

Common Stock

03/29/2022

Transfer to the Mohan & Samant 2022 Children's Irrevocable Trust

Jitendra Mohan, who acquired from Issuer as Founder Shares on 11/21/2017

61052

03/29/2022

N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/08/2025

12500

888125.63

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/15/2025

12500

1136290

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/19/2025

21375

1924167.26

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/29/2025

2366

236600.66

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

06/17/2025

17752

1678304.95

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

06/20/2025

8790

886535.29

Mohan & Samant 2022 Living Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

07/09/2025

1162

116210.67

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/08/2025

12500

888125.63

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/15/2025

12500

1136290

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/19/2025

21375

1924167.26

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

05/29/2025

2366

236600.66

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

06/17/2025

17752

1678304.95

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

06/20/2025

8790

886535.29

The M. Sharma 2021 Irrevocable Trust
C/o Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054

Common Stock

07/09/2025

1164

116410