[144] C3.ai, Inc. SEC Filing
C3.ai (AI) reported a Form 144 notice indicating proposed Rule 144 sales of 114,000 Class A common shares through J.P. Morgan Securities on the NYSE with an aggregate market value of $1,975,620 and an approximate sale date of 09/02/2025. The securities were largely acquired via RSU vesting on 09/01/2025 (17,700 and 96,300 shares). The filing also discloses significant insider sales in the prior three months by Thomas M. Siebel and the Siebel Living Trust, including multiple transactions totaling over 2.3 million shares and gross proceeds exceeding $57 million. The filer certifies no undisclosed material adverse information and complies with Rule 144 notice requirements.
C3.ai (AI) ha presentato un avviso Form 144 relativo a una proposta di vendita ai sensi della Rule 144 di 114.000 azioni ordinarie di Classe A tramite J.P. Morgan Securities sul NYSE, per un valore di mercato complessivo di circa $1.975.620 e con data di vendita prevista il 02/09/2025. Le azioni erano state in gran parte acquisite mediante il vesting di RSU il 01/09/2025 (17.700 e 96.300 azioni). Il documento segnala inoltre vendite insider rilevanti nei tre mesi precedenti effettuate da Thomas M. Siebel e dal Siebel Living Trust, con pi霉 transazioni che superano complessivamente le 2,3 milioni di azioni e proventi lordi oltre $57 milioni. Il dichiarante attesta l'assenza di informazioni materiali non divulgate e la conformit脿 ai requisiti di notifica della Rule 144.
C3.ai (AI) present贸 un aviso Form 144 que indica la propuesta de venta bajo la Regla 144 de 114.000 acciones ordinarias Clase A a trav茅s de J.P. Morgan Securities en la NYSE, con un valor de mercado agregado de $1.975.620 y una fecha de venta aproximada del 02/09/2025. Los t铆tulos se adquirieron mayormente por el vesting de RSU el 01/09/2025 (17.700 y 96.300 acciones). La presentaci贸n tambi茅n revela ventas significativas de insiders en los tres meses previos por parte de Thomas M. Siebel y el Siebel Living Trust, incluyendo m煤ltiples transacciones que suman m谩s de 2,3 millones de acciones y unos ingresos brutos superiores a $57 millones. El declarante certifica que no existen informaciones adversas materiales no divulgadas y que cumple con los requisitos de notificaci贸n de la Regla 144.
C3.ai (AI)電� NYSE鞐愳劀 J.P. Morgan Securities毳� 韱淀暣 114,000 欤检潣 韥措灅鞀� A 氤错喌欤茧ゼ Rule 144鞐� 霐半澕 毵る弰頃� 鞓堨爼鞛勳潉 鞎岆Μ電� Form 144 瓿奠嫓毳� 鞝滌稖頄堨溂氅�, 齑� 鞁滉皜 臧�鞎§潃 $1,975,620, 鞓堨爼 毵る弰鞚检潃 2025-09-02搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 歃濌秾鞚� 雽�攵�攵� 2025-09-01鞐� RSU 氩犾姢韺呾溂搿� 旆摑霅� 瓴冹溂搿� 氤搓碃霅橃棃鞙茧┌(17,700欤� 氚� 96,300欤�). 鞝滌稖靹滌棎電� 霕愴暅 Thomas M. Siebel瓿� Siebel Living Trust臧� 斓滉芳 3臧滌洈 雮挫棎 鞁ろ枆頃� 雼れ垬鞚� 欤检殧 雮措秬鞛� 毵り皝鞚� 旮办灛霅橃柎 鞛堨溂氅�, 鞚措摛 瓯半灅電� 齑� 230毵�+ 欤� 鞚挫儊瓿� $5,700毵� 鞚挫儊鞚� 齑濎垬鞚奠潉 齑堦臣頃╇媹雼�. 鞝滌稖鞚胳潃 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 頇曥澑頃橁碃 Rule 144 韱奠 鞖旉惮靷暛鞚� 欷�靾橅暅雼り碃 氇呾嫓頄堨姷雼堧嫟.
C3.ai (AI) a d茅pos茅 un avis Form 144 indiquant la proposition de ventes au titre de la Rule 144 de 114 000 actions ordinaires de classe A via J.P. Morgan Securities sur le NYSE, pour une valeur marchande totale d鈥檈nviron 1 975 620 $ et une date de vente approximative au 02/09/2025. Les titres ont 茅t茅 majoritairement acquis par le vesting de RSU le 01/09/2025 (17 700 et 96 300 actions). Le d茅p么t r茅v猫le 茅galement d鈥檌mportantes cessions d鈥檌niti茅s au cours des trois mois pr茅c茅dents par Thomas M. Siebel et le Siebel Living Trust, comprenant plusieurs transactions totalisant plus de 2,3 millions d鈥檃ctions et des produits bruts sup茅rieurs 脿 57 millions de $. Le d茅clarant atteste qu鈥檌l n鈥檈xiste pas d鈥檌nformations d茅favorables mat茅rielles non divulgu茅es et qu鈥檌l se conforme aux exigences de notification de la Rule 144.
C3.ai (AI) meldete eine Form-144-Mitteilung 眉ber geplante Verk盲ufe nach Rule 144 von insgesamt 114.000 Class-A-Stammaktien 眉ber J.P. Morgan Securities an der NYSE mit einem Gesamtmarktwert von $1.975.620 und einem voraussichtlichen Verkaufstermin am 02.09.2025. Die Wertpapiere wurden gr枚脽tenteils durch RSU-Vesting am 01.09.2025 erworben (17.700 und 96.300 Aktien). Die Einreichung benennt zudem umfangreiche Insiderverk盲ufe in den vorangegangenen drei Monaten durch Thomas M. Siebel und den Siebel Living Trust, darunter mehrere Transaktionen mit insgesamt mehr als 2,3 Millionen Aktien und Bruttoerl枚sen von 眉ber $57 Millionen. Der Einreicher best盲tigt, dass keine nicht offengelegten wesentlichen nachteiligen Informationen vorliegen und dass die Benachrichtigungspflichten nach Rule 144 erf眉llt werden.
- Transparent disclosure of proposed sale and recent insider transactions consistent with Rule 144 requirements
- Major sales quantified with explicit share counts and gross proceeds, aiding investor assessment
- Large insider sell-off in the prior three months (over 2.3 million shares) which could increase float and create selling pressure
- Proposed sale of 114,000 shares at market value of $1,975,620 may signal continued insider monetization
Insights
TL;DR: Large recent insider sales and a new proposed sale are material for liquidity and potential supply pressure, but not definitive of fundamentals.
The Form 144 shows a proposed 114,000-share sale and prior insider dispositions exceeding two million shares in the past three months with gross proceeds above $57 million. From a market-impact perspective, concentrated insider selling of this magnitude can increase available float and add downward pressure on the stock near sale execution dates. However, the filing states the shares to be sold were acquired through RSU vesting, indicating these are compensation-related liquidity events rather than direct operating issues. Investors should note that a Rule 144 notice documents intent to sell under safe-harbor conditions; it does not guarantee execution timing or price.
TL;DR: The disclosures appear procedurally compliant; recent trust and insider sales merit governance attention but are routine liquidity events.
The filing complies with Rule 144 disclosure rules and includes aggregation of sales by an individual and an affiliated trust. Significant three-month sales by the Siebel Living Trust and Thomas M. Siebel are transparent and quantified, which supports board-level transparency obligations. While sizable, the pattern reflects monetization of large holdings rather than evidence in this document of governance or regulatory issues. The representation that no material non-public information exists is explicitly made, aligning with customary certification practices for such notices.
C3.ai (AI) ha presentato un avviso Form 144 relativo a una proposta di vendita ai sensi della Rule 144 di 114.000 azioni ordinarie di Classe A tramite J.P. Morgan Securities sul NYSE, per un valore di mercato complessivo di circa $1.975.620 e con data di vendita prevista il 02/09/2025. Le azioni erano state in gran parte acquisite mediante il vesting di RSU il 01/09/2025 (17.700 e 96.300 azioni). Il documento segnala inoltre vendite insider rilevanti nei tre mesi precedenti effettuate da Thomas M. Siebel e dal Siebel Living Trust, con pi霉 transazioni che superano complessivamente le 2,3 milioni di azioni e proventi lordi oltre $57 milioni. Il dichiarante attesta l'assenza di informazioni materiali non divulgate e la conformit脿 ai requisiti di notifica della Rule 144.
C3.ai (AI) present贸 un aviso Form 144 que indica la propuesta de venta bajo la Regla 144 de 114.000 acciones ordinarias Clase A a trav茅s de J.P. Morgan Securities en la NYSE, con un valor de mercado agregado de $1.975.620 y una fecha de venta aproximada del 02/09/2025. Los t铆tulos se adquirieron mayormente por el vesting de RSU el 01/09/2025 (17.700 y 96.300 acciones). La presentaci贸n tambi茅n revela ventas significativas de insiders en los tres meses previos por parte de Thomas M. Siebel y el Siebel Living Trust, incluyendo m煤ltiples transacciones que suman m谩s de 2,3 millones de acciones y unos ingresos brutos superiores a $57 millones. El declarante certifica que no existen informaciones adversas materiales no divulgadas y que cumple con los requisitos de notificaci贸n de la Regla 144.
C3.ai (AI)電� NYSE鞐愳劀 J.P. Morgan Securities毳� 韱淀暣 114,000 欤检潣 韥措灅鞀� A 氤错喌欤茧ゼ Rule 144鞐� 霐半澕 毵る弰頃� 鞓堨爼鞛勳潉 鞎岆Μ電� Form 144 瓿奠嫓毳� 鞝滌稖頄堨溂氅�, 齑� 鞁滉皜 臧�鞎§潃 $1,975,620, 鞓堨爼 毵る弰鞚检潃 2025-09-02搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 歃濌秾鞚� 雽�攵�攵� 2025-09-01鞐� RSU 氩犾姢韺呾溂搿� 旆摑霅� 瓴冹溂搿� 氤搓碃霅橃棃鞙茧┌(17,700欤� 氚� 96,300欤�). 鞝滌稖靹滌棎電� 霕愴暅 Thomas M. Siebel瓿� Siebel Living Trust臧� 斓滉芳 3臧滌洈 雮挫棎 鞁ろ枆頃� 雼れ垬鞚� 欤检殧 雮措秬鞛� 毵り皝鞚� 旮办灛霅橃柎 鞛堨溂氅�, 鞚措摛 瓯半灅電� 齑� 230毵�+ 欤� 鞚挫儊瓿� $5,700毵� 鞚挫儊鞚� 齑濎垬鞚奠潉 齑堦臣頃╇媹雼�. 鞝滌稖鞚胳潃 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 頇曥澑頃橁碃 Rule 144 韱奠 鞖旉惮靷暛鞚� 欷�靾橅暅雼り碃 氇呾嫓頄堨姷雼堧嫟.
C3.ai (AI) a d茅pos茅 un avis Form 144 indiquant la proposition de ventes au titre de la Rule 144 de 114 000 actions ordinaires de classe A via J.P. Morgan Securities sur le NYSE, pour une valeur marchande totale d鈥檈nviron 1 975 620 $ et une date de vente approximative au 02/09/2025. Les titres ont 茅t茅 majoritairement acquis par le vesting de RSU le 01/09/2025 (17 700 et 96 300 actions). Le d茅p么t r茅v猫le 茅galement d鈥檌mportantes cessions d鈥檌niti茅s au cours des trois mois pr茅c茅dents par Thomas M. Siebel et le Siebel Living Trust, comprenant plusieurs transactions totalisant plus de 2,3 millions d鈥檃ctions et des produits bruts sup茅rieurs 脿 57 millions de $. Le d茅clarant atteste qu鈥檌l n鈥檈xiste pas d鈥檌nformations d茅favorables mat茅rielles non divulgu茅es et qu鈥檌l se conforme aux exigences de notification de la Rule 144.
C3.ai (AI) meldete eine Form-144-Mitteilung 眉ber geplante Verk盲ufe nach Rule 144 von insgesamt 114.000 Class-A-Stammaktien 眉ber J.P. Morgan Securities an der NYSE mit einem Gesamtmarktwert von $1.975.620 und einem voraussichtlichen Verkaufstermin am 02.09.2025. Die Wertpapiere wurden gr枚脽tenteils durch RSU-Vesting am 01.09.2025 erworben (17.700 und 96.300 Aktien). Die Einreichung benennt zudem umfangreiche Insiderverk盲ufe in den vorangegangenen drei Monaten durch Thomas M. Siebel und den Siebel Living Trust, darunter mehrere Transaktionen mit insgesamt mehr als 2,3 Millionen Aktien und Bruttoerl枚sen von 眉ber $57 Millionen. Der Einreicher best盲tigt, dass keine nicht offengelegten wesentlichen nachteiligen Informationen vorliegen und dass die Benachrichtigungspflichten nach Rule 144 erf眉llt werden.
FAQ
What does the Form 144 filed for C3.ai (AI) disclose?
Who is selling shares according to the filing?
When were the shares to be sold acquired?
How much did insiders sell in the past three months?
Does the filing indicate any undisclosed material information?
